Federal Securities Laws: Securities Act of 1933 and Securities Exchange Act of 1934 - Critical for engagements involving securities-related services or financial consulting
Sarbanes-Oxley Act: 2002 legislation governing corporate financial disclosure and accounting practices, essential for accounting/auditing engagements
Dodd-Frank Act: Wall Street Reform and Consumer Protection Act affecting financial services and corporate governance
Federal Trade Commission Act: Legislation governing unfair or deceptive business practices that must be considered in engagement terms
Professional Standards: AICPA Professional Standards and state-specific licensing requirements for professional services
State Contract Laws: State-specific contract laws governing formation, enforcement, and interpretation of engagement agreements
Privacy Legislation: Including Gramm-Leach-Bliley Act, state privacy laws, and HIPAA for relevant sectors
Employment Regulations: Fair Labor Standards Act and state-specific employment laws affecting engagement relationships
Liability Framework: State liability laws, professional liability requirements, and insurance obligations
Intellectual Property Protection: Copyright Act, trade secret laws, and trademark provisions affecting work product and confidentiality
Anti-Fraud Provisions: False Claims Act and state fraud statutes ensuring integrity in professional engagements
