¶¶Òõ¶ÌÊÓƵ

All Countries
Capital Markets
Equity Pledge Agreement

Equity Pledge Agreement Generator for United States

Create a bespoke document in minutes,  or upload and review your own.

4.6 / 5
4.8 / 5

Let's create your Equity Pledge Agreement

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

Equity Pledge Agreement

"I need an Equity Pledge Agreement for a venture capital deal where the founder is pledging 30% of their shares as security for a $2M bridge loan, to be executed by March 2025, with specific provisions for maintaining voting rights until default."

Celebrated by
Collaborations with
Investors
Document background
The Equity Pledge Agreement serves as a crucial security instrument in various financing transactions under U.S. law. It is commonly used when a party needs to secure obligations by pledging ownership interests in a company. The agreement details the terms of the pledge, including the scope of pledged securities, representations and warranties, maintenance obligations, voting rights, and enforcement mechanisms. It must comply with UCC requirements for perfection of security interests and relevant securities regulations. This document is particularly important in secured lending, acquisition financing, and corporate restructuring scenarios.
Suggested Sections

1. Parties: Identification of pledgor and pledgee

2. Background: Context of the pledge arrangement and underlying obligations

3. Definitions: Key terms used throughout the agreement including defined terms from UCC Articles 8 and 9

4. Pledge and Security Interest: Core provision establishing the pledge of equity interests and grant of security interest

5. Representations and Warranties: Pledgor's statements regarding ownership, authority, and compliance with securities laws

6. Covenants: Ongoing obligations of the pledgor including maintenance of collateral and compliance requirements

7. Events of Default: Circumstances constituting default under the agreement

8. Remedies: Pledgee's rights upon default including UCC remedies and foreclosure rights

9. Governing Law: Applicable law and jurisdiction for the agreement

Optional Sections

1. Voting Rights: Optional provisions regarding rights to vote pledged shares during the pledge period

2. Dividend Rights: Optional provisions regarding treatment of dividends on pledged shares

3. Additional Collateral: Optional provisions for supplemental security and top-up requirements

4. Registration Rights: Optional provisions regarding registration of pledged securities for public companies

Suggested Schedules

1. Schedule of Pledged Securities: Detailed list of pledged equity interests including number of shares/units and issuer information

2. Form of Stock Power: Template document for transfer of stock ownership upon default

3. UCC Financing Statement: Form for perfecting security interest in the pledged collateral

4. Corporate Resolutions: Authorization documents from relevant entities approving the pledge

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓƵ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

alex.den.21@genieai.co
Clauses



























Industries

Uniform Commercial Code: Primary focus on Article 8 (Investment Securities) and Article 9 (Secured Transactions). Critical for rules regarding perfection and priority of security interests in equity pledges.

Federal Securities Laws: Securities Act of 1933, Securities Exchange Act of 1934, and related SEC regulations concerning transfer restrictions and registration requirements. Also includes state 'Blue Sky' laws.

Federal Reserve Regulations: Particularly Regulation U (margin stock) and Regulation T (broker-dealer involvement) which govern credit secured by securities.

State Corporate Laws: Including Delaware General Corporation Law and other state corporate statutes governing corporate securities, transfers, and security interests.

U.S. Bankruptcy Code: Provisions affecting secured creditors, automatic stay provisions, and perfection requirements in the context of bankruptcy proceedings.

Tax Laws: Internal Revenue Code implications, including tax consequences of default and foreclosure on pledged equity.

Investment Regulations: If applicable: Investment Company Act, Bank Holding Company Act, and Federal Reserve Act provisions relating to equity pledges and security interests.

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Sweat Equity Operating Agreement

A U.S. legal agreement governing the exchange of services for LLC ownership interests instead of monetary compensation.

find out more

Continuous Agreement For Future Equity

A U.S.-governed agreement providing investors with rights to future company equity in exchange for immediate capital investment.

find out more

Equity Agreement Contract

A U.S.-governed agreement establishing terms for equity issuance or transfer, including shareholder rights and regulatory compliance requirements.

find out more

Founder Equity Agreement

A U.S.-governed legal agreement that establishes ownership rights and responsibilities among company founders.

find out more

Equity Split Agreement

A U.S.-compliant legal agreement defining how company ownership is divided among stakeholders.

find out more

Private Equity Finder's Fee Agreement

A U.S.-governed agreement establishing terms for compensating intermediaries who introduce investors to private equity opportunities.

find out more

Convertible Loan Agreement Startup

A U.S.-governed agreement establishing terms for a loan that can convert into equity, commonly used in startup funding.

find out more

Simple Agreement For Future Equity

A U.S.-governed investment instrument that provides rights to future equity in exchange for current funding, convertible upon specific trigger events.

find out more

Advisor Equity Agreement

A U.S.-compliant agreement defining terms for advisor services in exchange for company equity compensation.

find out more

Sweat Equity Agreement

A U.S.-compliant agreement documenting the exchange of services for company equity instead of monetary compensation.

find out more

Startup Equity Contract

A U.S.-governed legal agreement defining terms and conditions for equity compensation in startups, including vesting schedules and exercise terms.

find out more

Equity Share Contract

A U.S.-governed legal agreement defining terms and conditions of corporate share ownership, compliant with federal and state securities laws.

find out more

Equity Incentive Agreement

A U.S. legal agreement establishing terms for employee equity compensation, including stock options and RSUs, compliant with federal and state laws.

find out more

Convertible Agreement Regarding Equity

A U.S.-governed investment agreement providing rights to future equity in exchange for immediate capital investment.

find out more

Equity Stake Agreement

A U.S.-governed agreement documenting the terms and conditions of an equity investment or transfer of ownership stakes in a company.

find out more

Equity Release Agreement

A U.S. legal agreement allowing property owners to access their property's equity while maintaining residency rights.

find out more

Equity Pledge Agreement

A U.S. law agreement creating a security interest in equity securities as collateral for an obligation.

find out more

Equity Commitment Agreement

A U.S.-governed agreement establishing an investor's binding commitment to provide equity funding under specified terms and conditions.

find out more

Phantom Equity Agreement

A U.S.-governed agreement that provides employees with economic benefits similar to stock ownership without actual equity transfer.

find out more

Employee Equity Agreement

A U.S. legal agreement governing the grant of company equity to employees, including terms of ownership, vesting, and transfer restrictions.

find out more

Standby Equity Distribution Agreement

A U.S.-governed agreement establishing a flexible equity financing facility allowing companies to sell shares to investors on a periodic basis, subject to federal securities laws.

find out more

Equity Participation Agreement

A U.S.-governed agreement establishing terms for acquiring and holding an ownership stake in a company, including associated rights and obligations.

find out more

Equity Distribution Agreement

A U.S.-governed agreement establishing terms for the sale of company shares through a distribution agent in at-the-market offerings.

find out more

Equity Contribution Agreement

A U.S. legal agreement documenting the terms of an equity investment in exchange for ownership rights in a business entity.

find out more

Equity Buyback Agreement

A U.S. legal agreement governing a company's repurchase of its own shares from existing shareholders.

find out more

Equity Ownership Agreement

A U.S.-governed agreement establishing terms and conditions of company equity ownership, including shareholder rights and obligations.

find out more

Employee Stock Options Agreement

A U.S.-governed agreement granting employees the right to purchase company stock at predetermined terms under federal securities laws.

find out more

Download our whitepaper on the future of AI in Legal

By providing your email address you are consenting to our Privacy Notice.
Thank you for downloading our whitepaper. This should arrive in your inbox shortly. In the meantime, why not jump straight to a section that interests you here: /our-research
Oops! Something went wrong while submitting the form.

³Ò±ð²Ô¾±±ð’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ³Ò±ð²Ô¾±±ð’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

Our bank-grade security infrastructure undergoes regular external audits

We are ISO27001 certified, so your data is secure

Organizational security

You retain IP ownership of your documents

You have full control over your data and who gets to see it

Innovation in privacy:

Genie partnered with the Computational Privacy Department at Imperial College London

Together, we ran a £1 million research project on privacy and anonymity in legal contracts

Want to know more?

Visit our for more details and real-time security updates.

Read our Privacy Policy.

Draft quality legal agreements or review documents in 3 minutes

BlogAbout UsCareers🌎 Global Site

Templates

Short-Form Directors Loan AgreementMandate Letter (Best Efforts)Drawdown Request (Borrower to Lender)Promissory Note (UK)Letter of Waiver (Loan)Finance Legal Templates

Industries

Legal Services

Limited Power of AttorneyBasic Binding Side LetterLetter of IntentNon Binding Comfort LetterDeed of Surrender (Lease)Templates for Lawyers

Manufacturing

Manufacturing Legal Templates

Construction

Letter of Claim (Pre-Action Protocol)Tenancy at WillSection 146 Notice (Remedy Breach of Lease)Notice Of Forfeiture Of Lease By LandlordLease Report (Long Form)Construction Legal Templates

Solutions

Use Cases

Company Types

Comparisons

Business Categories

Teams

Information

© 2024 ¶¶Òõ¶ÌÊÓƵ. All rights reserved