Federal Securities Laws: Primary federal regulations including Securities Act of 1933, Securities Exchange Act of 1934, Regulation D for private placements, and Rule 144 governing resale restrictions
Blue Sky Laws: State-specific securities laws governing registration and disclosure requirements that vary by jurisdiction
Corporate Law: State-specific corporate laws such as Delaware General Corporation Law (DGCL) or other state incorporation laws that govern corporate structure and operations
Tax Laws: Federal Internal Revenue Code, state tax regulations, capital gains treatment, and Section 83(b) election considerations for equity compensation
Employment Laws: ERISA regulations, labor laws, and IRS regulations specifically pertaining to equity compensation and employee benefits
SEC Regulations: Securities and Exchange Commission requirements for disclosure, registration, and ongoing reporting obligations
Investment Company Act: Federal legislation that regulates investment companies and may affect certain equity participation structures
Corporate Governance: Internal governance documents including company bylaws, shareholder agreements, and operating agreements that affect equity rights
Anti-Dilution Provisions: Legal frameworks governing the rights of existing shareholders and protection mechanisms against equity dilution
Fiduciary Duties: State laws and regulations governing fiduciary responsibilities of directors and officers in equity-related decisions
