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Disciplinary Letter Of Concern Template for Hong Kong

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Key Requirements PROMPT example:

Disciplinary Letter Of Concern

"I need a Disciplinary Letter of Concern for a senior software developer who has repeatedly missed project deadlines and failed to attend team meetings over the past month, with the letter to take effect from January 15, 2025."

Document background
The Disciplinary Letter of Concern is a crucial document in Hong Kong's employment landscape, typically used when an employee's conduct or performance requires formal attention but doesn't yet warrant more severe disciplinary action. This document is particularly relevant in the context of Hong Kong's Employment Ordinance (Cap. 57) and related employment regulations, serving as both a warning and a developmental tool. The letter should be issued after verbal discussions have proven insufficient but before more serious disciplinary measures are considered. It creates an official record of the concern, outlines specific incidents or behaviors that need addressing, provides clear expectations for improvement, and may be referenced in future employment decisions. The document must be carefully drafted to ensure compliance with Hong Kong's employment laws while maintaining a balance between formal warning and constructive guidance.
Suggested Sections

1. Letter Header and Date: Company letterhead, date, and reference number if applicable

2. Employee Information: Full name, position, department, and employee ID of the recipient

3. Subject Line: Clear indication that this is a Letter of Concern regarding specific conduct or performance issue

4. Incident Details: Specific description of the incident(s) or behavior causing concern, including dates and factual information

5. Impact Statement: Explanation of how the behavior affects the workplace, team, or company

6. Company Standards Reference: Reference to relevant company policies, procedures, or standards that have been breached

7. Required Improvements: Clear outline of the expected behavior or performance improvements required

8. Timeline: Specific timeframe for implementing the required improvements

9. Support Resources: Information about available resources or support to help the employee improve

10. Signature Block: Name and signature of the issuing manager/HR representative and space for employee acknowledgment

Optional Sections

1. Previous Warnings: Reference to any previous verbal or written warnings, if applicable

2. Performance Improvement Plan: Detailed improvement plan with specific goals and metrics, for more serious cases

3. Consequences Statement: Description of potential consequences if improvements are not made, used in more serious cases

4. Union Representative Notice: Information about union representation rights, required if employee is union member

5. Appeal Process: Information about how to appeal the disciplinary action, included for more formal warnings

Suggested Schedules

1. Incident Report: Detailed report of the specific incident(s) that led to the letter

2. Relevant Evidence: Copies of any supporting documentation, emails, or records related to the incident

3. Performance Metrics: Current performance data or metrics if the concern is performance-related

4. Policy Excerpts: Relevant excerpts from company policies or procedures that were violated

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓÆµ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions




















Clauses




















Relevant Industries

Banking & Finance

Technology

Manufacturing

Retail

Professional Services

Healthcare

Education

Construction

Hospitality

Logistics

Real Estate

Insurance

Telecommunications

Media & Entertainment

Public Sector

Relevant Teams

Human Resources

Legal

Compliance

Employee Relations

Management

Operations

Administration

Relevant Roles

HR Manager

HR Director

HR Business Partner

Employee Relations Manager

Department Manager

Line Manager

Supervisor

Team Leader

Operations Manager

General Manager

Chief Human Resources Officer

Compliance Officer

Legal Counsel

Employee Relations Specialist

HR Administrator

Industries





Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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