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Disciplinary Warning Letter Template for Hong Kong

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Key Requirements PROMPT example:

Disciplinary Warning Letter

"I need a Disciplinary Warning Letter for an employee who has had three instances of unauthorized late arrival (30+ minutes) in January 2025, with this being their first formal warning after verbal cautions."

Document background
The Disciplinary Warning Letter is a crucial document in Hong Kong's employment context, serving as a formal written record of disciplinary action taken against an employee. It is typically used when verbal warnings have proven ineffective or when the severity of the misconduct warrants immediate written documentation. The letter should be drafted in compliance with Hong Kong's Employment Ordinance (Cap. 57) and related legislation, including the Personal Data (Privacy) Ordinance and various anti-discrimination ordinances. The document forms part of the employee's personnel record and may be referenced in future employment decisions or legal proceedings. It should clearly state the nature of the misconduct, reference relevant company policies, outline expected improvements, and specify potential consequences of non-compliance. The letter plays a vital role in establishing a fair and transparent disciplinary process while protecting both employer and employee interests.
Suggested Sections

1. Letter Header: Company letterhead, date, reference number, and classification (e.g., 'Private and Confidential')

2. Recipient Details: Employee's full name, position, department, and employee ID

3. Subject Line: Clear indication that this is a warning letter

4. Incident Details: Specific description of the misconduct or performance issue, including dates, times, and relevant facts

5. Policy Reference: Reference to specific company policies, procedures, or employment terms that have been violated

6. Previous Communications: Reference to any verbal warnings or discussions about the issue

7. Expected Standards: Clear statement of the company's expectations and required standards of behavior/performance

8. Consequences: Statement of what will happen if behavior/performance doesn't improve

9. Improvement Plan: Specific actions required from the employee to rectify the situation

10. Acknowledgment: Space for employee signature acknowledging receipt of the warning letter

Optional Sections

1. Review Period: Specific timeframe for improvement and review - include when setting performance improvement targets

2. Support Offered: Description of any training, mentoring, or resources being provided - include when the company is offering assistance

3. Appeal Rights: Information about the employee's right to appeal - include for serious warnings or when required by company policy

4. Union Representative: Reference to right to union representation - include if employee is unionized

5. Previous Warnings: Reference to previous warning letters - include for subsequent warnings

Suggested Schedules

1. Incident Report: Detailed report of the specific incident(s) if applicable

2. Performance Data: Relevant performance metrics or documentation if the warning is performance-related

3. Improvement Plan Template: Structured template for tracking required improvements and timelines

4. Relevant Policies: Copies of relevant company policies that have been violated

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓÆµ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions




















Clauses

















Relevant Industries

Banking & Finance

Technology

Manufacturing

Retail

Healthcare

Education

Professional Services

Construction

Hospitality

Transportation & Logistics

Media & Entertainment

Real Estate

Energy & Utilities

Telecommunications

Public Sector

Relevant Teams

Human Resources

Legal

Operations

Management

Compliance

Employee Relations

Administration

Industrial Relations

Relevant Roles

HR Manager

HR Director

HR Business Partner

Employee Relations Manager

Department Manager

Line Manager

Supervisor

Managing Director

CEO

COO

Department Head

Regional Manager

Branch Manager

Operations Manager

General Manager

HR Administrator

Legal Counsel

Compliance Officer

Industries







Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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