Federal Rules of Professional Conduct: Overarching federal guidelines that govern professional behavior and responsibilities in professional service relationships
Sarbanes-Oxley Act: Federal law that sets requirements for financial practice and corporate governance, particularly relevant if the engagement involves financial services
Gramm-Leach-Bliley Act: Federal law requiring financial institutions to explain their information-sharing practices and protect sensitive data
Federal Trade Commission Act: Legislation prohibiting unfair or deceptive practices in professional services
State Professional Conduct Rules: State-specific regulations governing professional behavior and service delivery standards
State Contract Laws: State-specific requirements for contract formation, enforcement, and interpretation
State Licensing Requirements: Professional licensing and certification requirements specific to each state
Industry-Specific Professional Standards: Standards set by professional bodies like ABA for lawyers, AICPA for accountants, and other industry-specific regulations
Statute of Frauds: Legal requirement that certain contracts must be in writing to be enforceable
Professional Liability Laws: Laws governing professional negligence, malpractice, and liability limitations
Privacy and Data Protection Laws: Regulations governing the handling, storage, and protection of client information, including HIPAA for healthcare professionals
Confidentiality Requirements: Legal and ethical obligations regarding the protection of client confidential information
