¶¶Òõ¶ÌÊÓÆµ

Broker Service Agreement Template for Malaysia

Create a bespoke document in minutes,  or upload and review your own.

4.6 / 5
4.8 / 5

Let's create your Broker Service Agreement

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

Broker Service Agreement

"I need a Broker Service Agreement for my Malaysian securities trading firm to use with institutional clients, focusing on electronic trading services and cross-border transactions with specific provisions for research services and market analysis."

Document background
The Broker Service Agreement serves as the foundational document governing the relationship between licensed brokers and their clients in Malaysia. This agreement is essential for compliance with Malaysian financial regulations, particularly the Capital Markets and Services Act 2007 and Securities Commission requirements. It is used when establishing new brokerage relationships, whether for securities trading, commodities, or other financial instruments. The agreement covers crucial aspects such as service scope, fee structures, regulatory compliance, risk management, and client obligations. It's designed to protect both parties while ensuring adherence to Malaysian regulatory standards and market practices.
Suggested Sections

1. Parties: Identification of the broker and client, including registration details and licensing information

2. Background: Context of the agreement and brief description of the brokerage services to be provided

3. Definitions: Key terms used throughout the agreement, including regulatory terms under Malaysian law

4. Scope of Services: Detailed description of brokerage services to be provided, including any limitations

5. Broker's Obligations: Key responsibilities of the broker, including regulatory compliance and service standards

6. Client's Obligations: Client's responsibilities, including information provision and compliance with broker's procedures

7. Fees and Payment: Compensation structure, payment terms, and any additional charges

8. Representations and Warranties: Standard warranties from both parties, including broker's licensing status and client's authority

9. Compliance with Laws: Obligations regarding Malaysian regulatory requirements, including AML and securities regulations

10. Confidentiality: Protection of confidential information and compliance with data protection laws

11. Term and Termination: Duration of agreement and circumstances for termination

12. Liability and Indemnification: Limitation of liability and mutual indemnification provisions

13. Dispute Resolution: Process for resolving disputes, including jurisdiction under Malaysian law

14. General Provisions: Standard boilerplate clauses including notices, amendments, and assignment

Optional Sections

1. Electronic Trading Services: Include when offering online trading platforms or electronic services

2. International Transactions: Include for cross-border trading services and international clients

3. Research Services: Include when providing market research and analysis services

4. Risk Disclosure: Include for retail clients or when dealing with high-risk products

5. Margin Requirements: Include when offering margin trading services

6. Sub-brokers: Include when services may be delegated to other brokers

7. Force Majeure: Include for protection against market disruptions and external events

Suggested Schedules

1. Schedule 1: Fee Schedule: Detailed breakdown of all fees, commissions, and charges

2. Schedule 2: Services Description: Detailed scope of specific brokerage services offered

3. Schedule 3: Trading Parameters: Trading limits, authorized products, and market access

4. Schedule 4: Compliance Requirements: Specific regulatory requirements and compliance procedures

5. Schedule 5: Account Opening Forms: Required documentation for account setup and KYC

6. Appendix A: Risk Disclosure Statement: Mandatory risk disclosures required by Malaysian regulations

7. Appendix B: Electronic Trading Terms: Terms and conditions for electronic trading platforms

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓÆµ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions





































Clauses



































Relevant Industries

Financial Services

Securities Trading

Commodities Trading

Investment Banking

Real Estate

Insurance

Wealth Management

Corporate Finance

Capital Markets

Asset Management

Relevant Teams

Legal

Compliance

Operations

Risk Management

Trading

Client Services

Finance

Due Diligence

Business Development

Account Management

Relevant Roles

Compliance Officer

Legal Counsel

Broker-Dealer Representative

Risk Manager

Operations Manager

Account Manager

Trading Manager

Chief Executive Officer

Chief Financial Officer

Relationship Manager

Due Diligence Officer

KYC Specialist

Contract Administrator

Industries







Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Employment Contract For Real Estate Agent

Malaysian employment contract for real estate agents, covering commission structure, compliance requirements, and professional obligations under local law.

find out more

Business Broker Contract

A Malaysian law-governed agreement establishing terms and conditions between a business broker and client for professional intermediary services.

find out more

Freight Agent Contract

A Malaysian law-governed agreement establishing terms between a principal and freight agent for freight forwarding services, including cargo handling and logistics coordination.

find out more

Buyer Listing Agreement

A Malaysian law-compliant agreement between a property buyer and real estate agent establishing terms for property search and acquisition services.

find out more

Buyer Broker Contract

A Malaysian law-governed agreement between a property buyer and real estate broker defining the terms of property search and acquisition services.

find out more

Buyer Broker Commission Agreement

A Malaysian law-governed agreement establishing terms for broker representation in property purchases, including commission structure and service scope.

find out more

Buyer Agent Commission Agreement

A Malaysian law-governed agreement establishing terms and commission structure between a buyer's agent and client for property acquisition services.

find out more

Broker Dealer Contract

A Malaysian law-governed agreement between a broker-dealer and client establishing terms for securities trading and related financial services.

find out more

Broker Fee Contract

A Malaysian law-governed agreement establishing broker services terms, fees, and regulatory compliance requirements.

find out more

Co Broker Agreement

A Malaysian-law governed agreement establishing cooperation terms and commission sharing between two real estate agencies.

find out more

Buyer Broker Exclusive Agreement

A Malaysian law-governed agreement establishing an exclusive relationship between a property buyer and their appointed real estate broker.

find out more

Buyer Broker Agreement

A Malaysian law-governed agreement establishing terms between a real estate broker and property buyer for professional property search and acquisition services.

find out more

Split Commission Agreement

A Malaysian law-governed agreement defining how sales commissions are split between multiple parties, including calculation methods and payment terms.

find out more

Real Estate Broker Commission Agreement

A Malaysian law-governed agreement establishing commission terms and service scope between property owners and real estate brokers.

find out more

Real Estate Broker Agent Commission Split Agreement

A Malaysian law-governed agreement establishing commission split arrangements between real estate brokers and their agents, ensuring compliance with local real estate regulations.

find out more

Real Estate Agent Independent Contractor Agreement

Malaysian-law governed agreement establishing an independent contractor relationship between a real estate brokerage and agent, defining their rights, responsibilities, and compensation terms.

find out more

Broker Dealer Selling Agreement

A Malaysian law-governed agreement establishing terms for broker-dealers to sell financial products, ensuring regulatory compliance and defining commercial relationships between parties.

find out more

Broker Contract Agreement

A Malaysian law-governed agreement establishing the relationship between a broker and client, defining service terms and regulatory compliance requirements.

find out more

Broker Client Agreement

A Malaysian law-governed agreement between a licensed securities broker and client establishing terms for securities trading services and account management.

find out more

Loan Broker Agreement

A Malaysian law-governed agreement between a financial institution and loan broker establishing terms for loan sourcing and processing services.

find out more

Introducing Broker Agreement

A Malaysian law-governed agreement establishing terms between Principal and Introducing Brokers for client referrals in financial services.

find out more

Independent Broker Agreement

A Malaysian law-governed agreement establishing terms and conditions between a principal company and an independent broker, including regulatory compliance requirements and commission structures.

find out more

Co Broker Agreement Transportation

A Malaysia-governed agreement establishing terms for collaboration between transportation brokers, including commission structures and operational responsibilities.

find out more

Broker To Broker Referral Agreement

A Malaysian law-governed agreement establishing referral arrangements between brokers, including compensation terms and regulatory compliance requirements.

find out more

Broker Service Agreement

A Malaysian law-governed agreement establishing the terms for broker-client relationships in financial intermediary services.

find out more

Broker Seller Agreement

A Malaysian law-governed agreement between a property seller and real estate broker defining the terms of property marketing and sale services.

find out more

Broker Referral Agreement

A Malaysian-law governed agreement establishing terms for broker referrals and commission arrangements, compliant with local financial services regulations.

find out more

Commercial Lease Commission Agreement

A Malaysian law-governed agreement establishing commission terms and conditions for real estate agents leasing commercial property.

find out more

Broker Non Circumvention Agreement

A Malaysian law-governed agreement protecting brokers from being circumvented in business transactions and ensuring their right to compensation.

find out more

Broker Lease Agreement

A Malaysian law-governed agreement between property owner and broker establishing terms for property leasing services and commission arrangements.

find out more

Co Broker Listing Agreement

A Malaysian-compliant agreement establishing terms for cooperation between real estate agencies, including commission sharing and joint property listing arrangements.

find out more

Real Estate Agent Contract

A Malaysian law-governed agreement establishing the terms and conditions between a property owner and real estate agent for property marketing and sale/lease services.

find out more

Download our whitepaper on the future of AI in Legal

By providing your email address you are consenting to our Privacy Notice.
Thank you for downloading our whitepaper. This should arrive in your inbox shortly. In the meantime, why not jump straight to a section that interests you here: /our-research
Oops! Something went wrong while submitting the form.

³Ò±ð²Ô¾±±ð’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ³Ò±ð²Ô¾±±ð’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

Our bank-grade security infrastructure undergoes regular external audits

We are ISO27001 certified, so your data is secure

Organizational security

You retain IP ownership of your documents

You have full control over your data and who gets to see it

Innovation in privacy:

Genie partnered with the Computational Privacy Department at Imperial College London

Together, we ran a £1 million research project on privacy and anonymity in legal contracts

Want to know more?

Visit our for more details and real-time security updates.