Document background
The Finder's Fee Agreement For Investment Capital is essential for businesses seeking to raise capital through professional intermediaries in Switzerland. This document is typically used when a company wants to engage a finder or intermediary to identify and introduce potential investors, establishing clear terms for compensation upon successful investment. The agreement must comply with Swiss financial regulations, including FINMA requirements and the Federal Act on Financial Services (FinSA). It covers crucial elements such as fee structures, payment conditions, scope of services, and regulatory compliance requirements. This type of agreement is particularly important in protecting both parties' interests by clearly defining what constitutes a successful introduction and the conditions under which fees become payable, while ensuring compliance with Swiss anti-money laundering and financial market regulations.
