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Finder's Fee Agreement For Investment Capital
"I need a Finder's Fee Agreement for Investment Capital under Hong Kong law for my tech startup, with a 5% success fee structure for investments above HKD 10 million, and specific provisions for cryptocurrency and blockchain investors."
1. Parties: Identification of the finder and the client seeking investment capital
2. Background: Context of the agreement and brief description of the parties' intentions
3. Definitions: Key terms used throughout the agreement, including 'Investment Capital', 'Qualified Investor', 'Success Fee', etc.
4. Scope of Services: Detailed description of the finder's services and obligations
5. Success Criteria: Definition of what constitutes a successful introduction and triggers payment
6. Fees and Payment Terms: Structure of finder's fees, calculation methods, and payment conditions
7. Regulatory Compliance: Acknowledgments and obligations regarding Hong Kong securities laws and regulations
8. Confidentiality: Obligations regarding confidential information and investor details
9. Term and Termination: Duration of the agreement and termination provisions
10. Representations and Warranties: Key statements and guarantees by both parties
11. Limitation of Liability: Limits on the finder's liability and scope of responsibility
12. General Provisions: Standard clauses including governing law, notices, and entire agreement
1. Exclusivity: Used when the finder is granted exclusive rights to introduce certain investors or within certain territories
2. Tail Period: Include when fees are to be paid for introductions that result in investment after agreement termination
3. Non-Circumvention: Added when there's risk of direct engagement with introduced investors bypassing the finder
4. Marketing Restrictions: Include when specific limitations on how the finder can market the opportunity are needed
5. Dispute Resolution: Optional detailed arbitration or mediation procedures if preferred over court proceedings
6. Force Majeure: Include when parties want specific provisions for unforeseeable circumstances
7. Non-Solicitation: Used when parties want to prevent solicitation of each other's employees or clients
1. Schedule 1 - Fee Structure: Detailed breakdown of fee calculations, tiers, and payment scenarios
2. Schedule 2 - Target Investor Profile: Specific criteria for qualified investors the finder should target
3. Schedule 3 - Required Information: List of information/documents needed from potential investors
4. Schedule 4 - Excluded Investors: List of investors or categories of investors excluded from the agreement
5. Schedule 5 - Compliance Requirements: Detailed regulatory compliance checklist and procedures
6. Appendix A - Introduction Protocol: Step-by-step process for making and documenting introductions
7. Appendix B - Required Disclaimers: Standard disclaimers to be used in communications with potential investors
Authors
Financial Services
Investment Banking
Private Equity
Venture Capital
Real Estate
Technology
Manufacturing
Healthcare
Retail
Professional Services
Construction
Energy
Telecommunications
Legal
Finance
Corporate Development
Business Development
Investment Relations
Executive Management
Treasury
Compliance
Corporate Strategy
Chief Financial Officer
Investment Director
Business Development Manager
Financial Advisor
Corporate Lawyer
Investment Banker
Managing Director
CEO
Finance Manager
Investment Relations Manager
Business Owner
Entrepreneur
Corporate Development Director
Private Equity Manager
Venture Capital Associate
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