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The Finder's Fee Agreement For Investment Capital is essential for companies seeking to raise capital through intermediaries in Germany. This document is typically used when a company wishes to engage a professional to identify and introduce potential investors, establishing clear terms for compensation upon successful introductions. It must comply with German financial regulations, including the Banking Act (KWG) and Securities Trading Act (WpHG), particularly regarding financial intermediary services. The agreement details the scope of services, compensation structure, compliance requirements, and protection mechanisms for all parties. It's crucial for companies operating in Germany's financial markets and must address specific German regulatory requirements for investment intermediation, including necessary licenses and permits.

1. Parties: Identification of the principal and the finder, including full legal names, addresses, and registration details

2. Background: Context of the agreement, including the principal's desire to raise capital and the finder's expertise

3. Definitions: Key terms including 'Investment Capital', 'Qualified Investor', 'Successful Introduction', and 'Fee Event'

4. Appointment and Scope of Services: Details of the finder's appointment, specific services to be provided, and territorial scope

5. Finder's Obligations: Specific duties, including introduction methods, reporting requirements, and compliance obligations

6. Principal's Obligations: Responsibilities of the principal, including information provision and cooperation requirements

7. Compensation Structure: Detailed fee calculation, payment terms, and conditions triggering payment obligations

8. Regulatory Compliance: Compliance with German banking, securities, and financial intermediary regulations

9. Representations and Warranties: Statements regarding qualifications, licenses, and legal capacity of both parties

10. Confidentiality: Protection of confidential information and trade secrets

11. Term and Termination: Duration of the agreement and termination provisions

12. Post-Termination Obligations: Ongoing obligations and fee entitlements after agreement termination

13. Governing Law and Jurisdiction: Specification of German law application and jurisdiction for disputes