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Investment Club Agreement Template for Switzerland

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Key Requirements PROMPT example:

Investment Club Agreement

"I need an Investment Club Agreement for a group of 10 Swiss residents who will invest primarily in Swiss blue-chip stocks and bonds, with monthly contributions of CHF 1,000 per member, starting March 2025."

Document background
The Investment Club Agreement serves as the foundational document for groups of individuals seeking to pool their resources for collective investment purposes under Swiss law. This document is essential when establishing a private investment club in Switzerland, providing the legal framework for members to collectively make investment decisions while maintaining compliance with Swiss financial regulations. It details crucial aspects such as membership requirements, contribution obligations, investment policies, governance structures, and profit distribution mechanisms. The agreement is particularly relevant in the Swiss context where investment clubs must carefully navigate between private investment activities and regulated financial services. It includes specific provisions to ensure compliance with Swiss civil law, financial market regulations, and anti-money laundering requirements while protecting members' interests and establishing clear operational guidelines.
Suggested Sections

1. Parties: Identifies the founding members of the investment club

2. Background: Sets out the context and purpose of establishing the investment club

3. Definitions: Defines key terms used throughout the agreement

4. Club Structure and Purpose: Establishes the legal structure and primary objectives of the club

5. Membership: Details requirements, rights, and obligations of members

6. Contributions and Units: Specifies rules for financial contributions and how ownership units are calculated

7. Investment Policy: Outlines investment objectives, permissible investments, and investment strategy

8. Management and Administration: Defines roles, responsibilities, and decision-making processes

9. Meetings and Voting: Establishes procedures for club meetings and voting mechanisms

10. Accounting and Reporting: Details financial record-keeping requirements and reporting obligations

11. Profit and Loss Distribution: Specifies how gains and losses are allocated among members

12. Withdrawal and Transfer of Interest: Sets out procedures for member exits and interest transfers

13. Dissolution: Outlines circumstances and procedures for club dissolution

14. Governing Law and Jurisdiction: Specifies applicable law and dispute resolution mechanisms

Optional Sections

1. Investment Committee: Used when the club wants a dedicated committee for investment decisions rather than full member participation

2. External Manager: Include when the club plans to engage professional investment managers

3. Borrowing Powers: Required if the club intends to use leverage or borrow funds

4. Special Investment Classes: Include when the club plans to invest in specific asset classes requiring special provisions

5. Tax Provisions: Detailed tax arrangements when members have different tax statuses or international members

6. Confidentiality: Enhanced confidentiality provisions for clubs dealing with sensitive investment strategies

7. Digital Communications: Include when the club wants to formally establish rules for virtual meetings and electronic voting

8. Alternative Dispute Resolution: Specific mediation or arbitration procedures if preferred over court proceedings

Suggested Schedules

1. Schedule 1 - Member Register: List of current members with their contact details and contribution amounts

2. Schedule 2 - Investment Guidelines: Detailed investment criteria, restrictions, and allocation limits

3. Schedule 3 - Valuation Rules: Specific methodology for valuing investments and calculating unit values

4. Schedule 4 - Fee Structure: Breakdown of any administrative fees, commission structures, or cost allocation

5. Schedule 5 - Operating Procedures: Detailed procedures for day-to-day operations and investment processes

6. Appendix A - Membership Application Form: Standard form for new member applications

7. Appendix B - Investment Proposal Template: Standard format for presenting investment opportunities

8. Appendix C - Withdrawal Notice Form: Template for members to notify their intention to withdraw

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓÆµ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions

























































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Relevant Industries

Wealth Management

Private Banking

Investment Services

Financial Services

Professional Services

Asset Management

Private Equity

Family Office Services

Investment Advisory

Legal Services

Relevant Teams

Legal

Compliance

Wealth Management

Private Banking

Investment Advisory

Risk Management

Client Services

Operations

Finance

Corporate Governance

Portfolio Management

Investment Administration

Relevant Roles

Wealth Manager

Private Banker

Investment Advisor

Legal Counsel

Compliance Officer

Financial Controller

Investment Manager

Relationship Manager

Tax Advisor

Risk Manager

Portfolio Manager

Client Services Manager

Operations Manager

Fund Administrator

Corporate Secretary

Industries








Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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