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Investment Syndicate Agreement Template for Switzerland

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Key Requirements PROMPT example:

Investment Syndicate Agreement

"I need an Investment Syndicate Agreement for a group of 12 Swiss-based tech investors who plan to jointly invest in early-stage fintech startups, with a minimum commitment of CHF 500,000 per member and quarterly investment committee meetings starting March 2025."

Document background
The Investment Syndicate Agreement serves as the foundational document for establishing and operating investment syndicates within Switzerland's sophisticated financial and legal framework. This document is essential when multiple investors wish to pool their resources and expertise for joint investment opportunities while maintaining clear governance structures and operational procedures. It encompasses critical elements required under Swiss law, including compliance with the Swiss Code of Obligations and financial market regulations. The agreement is particularly relevant in today's investment landscape where collaborative investment approaches are increasingly common, providing a structured framework for collective investment decisions, risk sharing, and return distribution. The document addresses various aspects from capital commitment and management to exit strategies, while ensuring alignment with Swiss regulatory requirements and market practices.
Suggested Sections

1. Parties: Identification of all syndicate members, lead investor, and any other relevant parties

2. Background: Context of the syndicate formation and investment objectives

3. Definitions: Key terms used throughout the agreement

4. Formation of Syndicate: Legal establishment of the syndicate and its structure

5. Investment Commitment: Details of investment amounts, funding mechanisms, and capital calls

6. Investment Process: Procedures for identifying, evaluating, and executing investments

7. Governance: Decision-making processes, voting rights, and management structure

8. Rights and Obligations: Core responsibilities and rights of syndicate members

9. Fees and Expenses: Cost allocation, management fees, and expense handling

10. Distributions: Rules for distributing returns and proceeds

11. Transfer Restrictions: Limitations on transfer of syndicate interests

12. Term and Termination: Duration of the syndicate and exit provisions

13. Confidentiality: Protection of confidential information

14. Representations and Warranties: Standard declarations by all parties

15. General Provisions: Miscellaneous legal provisions including governing law, notices, and amendments

Optional Sections

1. Co-Investment Rights: Terms for co-investment opportunities, used when syndicate members may invest alongside the syndicate

2. Tag-Along Rights: Protection for minority investors, included when there's potential for partial exits

3. Drag-Along Rights: Majority investor protections, included for potential full exits

4. Investment Committee: Structure and powers of an investment committee, used for larger syndicates

5. Advisory Board: Terms for an advisory board, used when external expertise is needed

6. Key Person Provisions: Included when success depends on specific individuals

7. Special Purpose Vehicle (SPV) Structure: Used when investments are made through SPVs

8. Anti-Dilution Protection: Included when protecting against future down rounds

9. Regulatory Compliance: Detailed compliance obligations, used for regulated investments

Suggested Schedules

1. Schedule 1 - List of Syndicate Members: Complete details of all members including contact information and commitment amounts

2. Schedule 2 - Investment Criteria: Detailed investment strategy, sectors, and criteria

3. Schedule 3 - Valuation Methodology: Agreed methods for valuing investments

4. Schedule 4 - Fee Structure: Detailed breakdown of all fees and calculations

5. Schedule 5 - Due Diligence Requirements: Standard due diligence procedures and checklists

6. Schedule 6 - Reporting Requirements: Format and frequency of reports to members

7. Schedule 7 - Subscription Agreement Form: Standard form for new members joining the syndicate

8. Schedule 8 - Compliance Procedures: Detailed compliance and KYC requirements

9. Appendix A - Power of Attorney: Standard POA format for syndicate operations

10. Appendix B - Bank Account Details: Syndicate's banking information

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓÆµ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions




































































Clauses















































Relevant Industries

Financial Services

Private Equity

Venture Capital

Investment Management

Real Estate

Technology

Healthcare

Infrastructure

Clean Energy

Manufacturing

Professional Services

Life Sciences

Digital Assets

Consumer Goods

Telecommunications

Relevant Teams

Legal

Compliance

Investment

Risk Management

Finance

Due Diligence

Portfolio Management

Corporate Governance

Operations

Administration

Executive Leadership

Relevant Roles

Chief Investment Officer

Investment Director

Legal Counsel

Compliance Officer

Fund Manager

Investment Manager

Managing Partner

General Counsel

Chief Financial Officer

Risk Manager

Portfolio Manager

Investment Analyst

Corporate Secretary

Due Diligence Officer

Syndicate Administrator

Executive Director

Investment Committee Member

Industries








Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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