1. Parties: Identification of the broker-dealer and the client, including registration details and regulatory licenses
2. Background: Context of the agreement and brief description of the services to be provided
3. Definitions and Interpretation: Detailed definitions of terms used throughout the agreement and interpretation rules
4. Appointment and Scope of Services: Formal appointment of the broker-dealer and detailed description of authorized services
5. Regulatory Compliance: Acknowledgment of applicable regulations and compliance obligations of both parties
6. Client Classification: Classification of the client according to FAIS Act categories and resulting obligations
7. Account Opening and Operation: Process and requirements for opening and maintaining trading accounts
8. Trading Terms and Conditions: Terms governing the execution of trades and transaction handling
9. Fees and Commissions: Detailed fee structure, commission rates, and payment terms
10. Client Funds and Assets: Handling and safeguarding of client money and securities
11. Risk Disclosures: Mandatory risk warnings and disclosures required by regulations
12. Representations and Warranties: Standard and regulatory-specific representations by both parties
13. Confidentiality: Protection of confidential information and trade secrets
14. Data Protection: POPIA compliance and data handling procedures
15. Anti-Money Laundering: FICA compliance obligations and procedures
16. Termination: Grounds and process for termination and post-termination obligations
17. Dispute Resolution: Process for handling disputes and jurisdiction provisions
18. General Provisions: Standard boilerplate clauses including notices, amendments, and governing law
