1. Parties: Identification of the broker-dealer and client, including registration details and regulatory licenses
2. Background: Context of the agreement and brief description of the services to be provided
3. Definitions and Interpretation: Comprehensive definitions of terms used in the agreement and interpretation rules
4. Appointment and Scope of Services: Formal appointment of the broker-dealer and detailed description of authorized services
5. Regulatory Compliance: Acknowledgment of applicable regulations and compliance requirements
6. Client Classification: Classification of the client according to FAIS categories and resulting protections
7. Account Opening and FICA Requirements: Requirements for account opening and maintaining FICA compliance
8. Trading and Execution Services: Terms governing trade execution, order handling, and best execution obligations
9. Fees and Commissions: Detailed fee structure, commission rates, and payment terms
10. Client Money and Assets: Handling and protection of client funds and securities
11. Risk Disclosures: Mandatory risk warnings and disclosures
12. Representations and Warranties: Standard and specific representations by both parties
13. Confidentiality: Protection of confidential information and trade secrets
14. Conflicts of Interest: Disclosure and management of potential conflicts
15. Liability and Indemnification: Limitation of liability and mutual indemnification provisions
16. Term and Termination: Duration of agreement and termination provisions
17. Dispute Resolution: Procedures for handling disputes and applicable jurisdiction
18. General Provisions: Standard boilerplate clauses including notices, amendments, and governing law
