Ƶ

Shareholder Subscription Agreement for the United States

Shareholder Subscription Agreement Template for United States

A Shareholder Subscription Agreement is a legally binding contract used in the United States that documents the terms and conditions under which an investor agrees to purchase shares in a corporation. The agreement outlines the number and price of shares being purchased, payment terms, representations and warranties from both parties, and various conditions precedent to closing. It ensures compliance with federal and state securities laws while protecting both the issuing company and the subscriber.

Your data doesn't train Genie's AI

You keep IP ownership of your information

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Download a Standard Template

4.6 / 5
4.8 / 5
Access for free
OR

Alternatively: Run an advanced review of an existing
Shareholder Subscription Agreement

Let Ƶ's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.

What is a Shareholder Subscription Agreement?

The Shareholder Subscription Agreement is essential when a company seeks to issue new shares to investors, whether in a private placement or other offering structure. This document, governed by U.S. federal and state securities laws, serves as the primary contract detailing the share subscription process. It includes critical information about share pricing, payment terms, subscriber representations, and company warranties. The agreement helps ensure regulatory compliance while protecting both parties' interests and establishing clear terms for the investment transaction.

What sections should be included in a Shareholder Subscription Agreement?

1. Parties: Identifies the company issuing shares and the subscribing shareholder(s)

2. Background/Recitals: Explains the context of the share subscription and the company's authorization to issue shares

3. Definitions: Defines key terms used throughout the agreement

4. Subscription for Shares: Details of shares being subscribed for, including number, class, and price

5. Payment Terms: Specifies payment method, timing, and conditions

6. Representations and Warranties: Statements of fact from both company and subscriber

7. Closing Conditions: Conditions that must be met before share issuance

8. Governing Law: Specifies jurisdiction and applicable law

What sections are optional to include in a Shareholder Subscription Agreement?

1. Tag-Along Rights: Rights of minority shareholders to join in sale of shares - include when protecting minority shareholders

2. Drag-Along Rights: Ability to force minority shareholders to join in sale - include when majority shareholders need exit flexibility

3. Pre-emptive Rights: Right to maintain ownership percentage in future offerings - include when protecting against dilution

4. Lock-up Period: Restriction on share transfer for specified period - include when stability in shareholding is desired

What schedules should be included in a Shareholder Subscription Agreement?

1. Share Certificate: Form of share certificate to be issued

2. Disclosure Schedule: Exceptions to representations and warranties

3. Shareholder Information: Detailed subscriber information and accredited investor status

4. Corporate Resolutions: Board and shareholder resolutions authorizing share issuance

5. Investment Questionnaire: Due diligence questionnaire for accredited investor verification

Authors

Alex Denne

Head of Growth (Open Source Law) @ Ƶ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

United States

Publisher

Ƶ

Cost

Free to use
Clauses



























Industries

Securities Act of 1933: Primary federal law governing the offering and sale of securities, particularly Sections 4(a)(2) and Regulation D regarding private placement exemptions

Securities Exchange Act of 1934: Federal law regulating secondary market trading of securities, including anti-fraud provisions and ongoing reporting requirements

Blue Sky Laws: State-specific securities regulations governing registration, exemption requirements, and disclosure obligations within each state's jurisdiction

State Corporation Laws: State-specific laws governing corporate formation and operation, with Delaware General Corporation Law being particularly significant for many corporations

Uniform Commercial Code Article 8: Governs investment securities, including rules for transfer and ownership of securities

Internal Revenue Code: Federal tax laws affecting securities transactions, equity compensation, and corporate structuring

Investment Company Act of 1940: Regulates investment companies and may apply depending on the company's structure and activities

Rule 10b-5: Key anti-fraud provision under Securities Exchange Act prohibiting deceptive practices in securities transactions

Accredited Investor Rules: SEC regulations defining qualified investors and verification requirements for private placements

JOBS Act of 2012: Legislation aimed at facilitating capital formation for smaller companies, including modifications to securities offering rules

Sarbanes-Oxley Act: Corporate governance and financial disclosure requirements, particularly relevant if the company is or plans to become publicly traded

Dodd-Frank Act: Reform legislation affecting various aspects of financial regulation and corporate governance

Form D Requirements: Federal filing requirements for companies conducting private placements under Regulation D

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Stock Purchase Agreement Between Shareholders

A U.S.-governed agreement facilitating the transfer of company shares between existing shareholders, outlining terms, conditions, and protections for all parties involved.

Download

Shareholder Control Agreement

A U.S. legal agreement governing shareholder rights, responsibilities, and relationships in a corporation.

Download

Shareholder Agreement Closely Held Corporation

A U.S.-governed legal agreement defining rights and obligations between shareholders in a closely held corporation.

Download

Closely Held Corporation Shareholder Agreement

A U.S.-governed agreement establishing rights and obligations between shareholders in a closely held corporation.

Download

MOU For Shareholders Agreement

A preliminary U.S. legal document outlining intended terms for a future formal shareholders agreement.

Download

Spousal Consent Shareholder Agreement

A US legal document obtaining spousal consent to shareholder agreement terms and share ownership arrangements.

Download

Simple Stock Purchase Agreement Between Shareholders

A U.S.-governed agreement documenting the sale of shares between existing or new shareholders in a private company.

Download

Cross Option Agreement Shareholder

A U.S. legal agreement establishing mutual share purchase/sale options between shareholders upon specified trigger events.

Download

Corporation Ownership Agreement

A U.S.-governed legal agreement establishing corporate ownership structure, shareholder rights, and governance framework.

Download

Single Shareholder Agreement

A U.S. legal agreement defining the relationship between a company and its sole shareholder, establishing rights and responsibilities under federal and state law.

Download

Pre Emption Rights In Shareholders Agreement

US-law governed pre-emption rights agreement establishing shareholders' first right to purchase shares before third-party sales, ensuring compliance with federal and state regulations.

Download

Shareholders Agreement Contract

A US-governed agreement establishing rights, obligations, and relationships between company shareholders, including share transfer provisions and corporate governance mechanisms.

Download

Shareholder Indemnification Agreement

A U.S. legal agreement establishing terms for company indemnification of shareholders against specified losses and legal expenses.

Download

Shareholder Dissolution Agreement

A U.S.-governed legal agreement that formalizes the process of corporate dissolution and outlines the terms for winding up business operations and shareholder relationships.

Download

Shareholder Representative Agreement

A U.S.-governed agreement appointing a representative to act on behalf of shareholders, defining their authority and responsibilities.

Download

Shareholder Confidentiality Agreement

A U.S.-governed agreement establishing confidentiality obligations between a company and its shareholders regarding sensitive business information.

Download

Private Company Shareholder Agreement

A U.S.-governed legal agreement that defines rights and obligations between shareholders in a private company.

Download

Company Shareholder Agreement

A U.S.-governed legal agreement defining rights and obligations between company shareholders and establishing rules for company governance.

Download

Venture Capital Shareholders Agreement

A U.S.-governed agreement defining rights and obligations between venture capital investors and company shareholders, including key provisions for corporate governance and investor protection.

Download

Shareholder Separation Agreement

A U.S.-governed agreement documenting the terms of a shareholder's exit from a company through share transfer or sale.

Download

50 50 Shareholder Agreement

A U.S.-governed agreement establishing rights and obligations between two equal shareholders in a company.

Download

Shareholder Operating Agreement

A U.S.-governed legal document that establishes the operating framework between shareholders and defines company management structure.

Download

New Shareholder Agreement

A U.S.-governed legal agreement that establishes rights and obligations between company shareholders, setting rules for ownership, transfers, and corporate governance.

Download

Directors Agreement

A U.S. legal agreement establishing the terms and conditions of a director's service on a company's board of directors, compliant with federal and state corporate laws.

Download

Shareholder Withdrawal Agreement

A U.S. legal document that formalizes a shareholder's exit from a corporation, including terms of share transfer and continuing obligations.

Download

Shareholder Management Agreement

A U.S.-governed agreement that establishes rights and obligations between shareholders and defines corporate governance structure.

Download

Silent Shareholder Agreement

A U.S.-compliant agreement establishing terms for passive investment in a company without management rights.

Download

Shareholder Termination Agreement

A U.S.-governed agreement that formalizes a shareholder's exit from a corporation, including share transfer terms and mutual releases.

Download

Shareholder Redemption Agreement

A U.S. legal agreement governing a corporation's repurchase of its shares from existing shareholders.

Download

Shareholder Contract

A U.S.-governed legal agreement defining rights and obligations between company shareholders and establishing corporate governance framework.

Download

Private Equity Shareholders Agreement

A U.S.-governed agreement establishing rights and obligations between private equity investors and other shareholders in a portfolio company.

Download

Minority Shareholder Agreement

A U.S. legal agreement establishing rights and protections for shareholders holding non-controlling interests in a corporation.

Download

Family Business Shareholders Agreement

A U.S.-governed legal agreement that defines the rights and obligations of family members who own shares in a family business, ensuring smooth operation and succession.

Download

Stakeholders Agreement

A U.S.-governed legal agreement defining rights and obligations between company stakeholders, including share ownership and management provisions.

Download

Small Business Shareholder Agreement

A U.S.-governed agreement defining rights and obligations between shareholders in a small business.

Download

Shareholders Agreement Transfer Of Shares

A U.S.-governed agreement documenting the formal transfer of company shares between shareholders, including terms, conditions, and regulatory compliance requirements.

Download

Leave Letter For Medical Leave

A formal document used in the US to request and document employee medical leave, ensuring compliance with federal regulations including FMLA and ADA.

Download

Director Shareholder Agreement

A U.S.-governed agreement defining the rights and obligations of directors who are also shareholders in a corporation.

Download

Proxy Shareholder Agreement

A U.S. legal document granting authority to vote shares on behalf of a shareholder, governed by federal securities laws and state corporate regulations.

Download

LLC Shareholder Agreement

A U.S.-governed agreement that defines the rights and responsibilities of LLC members, including ownership, management, and operational procedures.

Download
See more related templates

ұԾ’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ұԾ’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

We are ISO27001 certified, so your data is secure

Organizational security:

You retain IP ownership of your documents and their information

You have full control over your data and who gets to see it