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Securities Act of 1933: Primary federal law governing the initial offering of securities, requiring registration and disclosure unless an exemption applies

Securities Exchange Act of 1934: Regulates secondary market trading, establishes SEC, and provides ongoing reporting requirements for public companies

Investment Company Act of 1940: Regulates investment companies, mutual funds, and sets standards for investment company operations

Investment Advisers Act of 1940: Regulates investment advisers and requires registration of investment advisory firms

Dodd-Frank Act: Comprehensive financial reform legislation addressing systemic risk, consumer protection, and investment adviser registration

JOBS Act: Eases securities regulations for smaller companies and enables crowdfunding opportunities

Blue Sky Laws: State-specific securities regulations governing offerings and sales of securities within each state

Delaware General Corporation Law: Primary corporate law statute for Delaware corporations, often used for investment vehicles

Internal Revenue Code: Federal tax laws governing investment structures, capital gains, and related tax implications

SEC Rule 10b-5: Key anti-fraud provision prohibiting deceptive practices in securities transactions

Accredited Investor Rules: SEC regulations defining qualified investors and verification requirements for private offerings

CFIUS Regulations: Rules governing review of foreign investments for national security implications

FIRRMA: Expands CFIUS jurisdiction over foreign investments in critical technologies and infrastructure

Bank Holding Company Act: Regulates companies that own or control banks and their investments

Bank Secrecy Act: Requires financial institutions to assist government agencies in detecting and preventing money laundering

USA PATRIOT Act: Enhances anti-money laundering requirements and establishes additional due diligence obligations