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The Fiscal Agent Agreement serves as the foundational document for establishing and governing the relationship between issuers of securities or financial instruments and their appointed fiscal agents. This agreement is particularly crucial in the U.S. market where it must comply with federal banking regulations, securities laws, and state-specific requirements. It details the fiscal agent's duties including payment processing, record keeping, compliance monitoring, and communication with security holders. The agreement is essential for both public and private sector issuers requiring professional management of their financial instruments and associated administrative services.

1. Parties: Identifies the appointing entity and the fiscal agent, including full legal names and addresses

2. Background/Recitals: Explains the context and purpose of the agreement, including details of any securities or financial instruments involved

3. Definitions: Defines key terms used throughout the agreement including relevant banking and securities terminology

4. Appointment: Formal appointment of the fiscal agent and scope of authority

5. Duties and Responsibilities: Detailed description of the fiscal agent's obligations and services

6. Compensation: Fee structure and payment terms for the fiscal agent's services

7. Standard of Care: Required level of skill and care in performing services

8. Term and Termination: Duration of agreement and termination provisions

9. Liability and Indemnification: Limitations of liability and indemnification obligations