Dodd-Frank Act: Primary federal legislation from 2010 that regulates financial markets and includes specific provisions for swap agreements, including reporting requirements and mandatory clearing
Commodity Exchange Act: Federal legislation that regulates futures and commodity options markets, providing framework for CFTC oversight of swap transactions
Securities Exchange Act: 1934 Act that governs secondary trading of securities and establishes SEC regulatory authority over certain types of swap agreements
Securities Act: 1933 Act that regulates the offering and sale of securities, including certain security-based swaps
CFTC Regulations: Specific rules and requirements set by the Commodity Futures Trading Commission for swap transactions and market participants
SEC Rules: Regulatory framework established by the Securities and Exchange Commission governing security-based swaps
ISDA Guidelines: Standardized documentation and definitions provided by the International Swaps and Derivatives Association for swap agreements
Clearing Requirements: Mandatory clearing obligations for certain types of swap transactions through clearing houses
SDR Reporting: Requirements for reporting swap transaction data to Swap Data Repositories
Bank Holding Company Act: Regulations affecting banks and their affiliates engaging in swap transactions
Blue Sky Laws: State-specific securities regulations that may affect swap transactions within particular jurisdictions
Bankruptcy Code: Provisions affecting the treatment of swap agreements in bankruptcy scenarios
UCC Provisions: Uniform Commercial Code provisions relevant to security interests and commercial transactions in swap agreements
Basel III: International banking standards affecting capital requirements for banks involved in swap transactions
Regulation W: Federal Reserve Board regulation governing transactions between banks and their affiliates
