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Conflict Waiver for the United States

Conflict Waiver Template for United States

A Conflict Waiver is a legal document used in the United States that enables law firms to represent clients despite potential conflicts of interest. It requires full disclosure of the conflict situation and obtaining informed consent from affected clients. The document must comply with state-specific professional conduct rules and ABA guidelines, documenting the nature of the conflict, the implications for representation, and the client's understanding and acceptance of the circumstances.

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Conflict Waiver

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What is a Conflict Waiver?

A Conflict Waiver is essential when a law firm identifies potential conflicts in representing multiple clients or in situations where professional interests might compete. This document, governed by U.S. state and federal regulations, serves as formal documentation of the client's informed consent to proceed with representation despite known conflicts. The waiver must detail the nature of the conflict, potential risks, and alternatives available to the client. It's particularly crucial for compliance with ABA Model Rules of Professional Conduct and state-specific ethical requirements.

What sections should be included in a Conflict Waiver?

1. Identification of Parties: Clear identification of all affected parties, including the law firm and client(s)

2. Background: Context of the representation and the circumstances giving rise to the conflict

3. Nature of Conflict: Detailed description of the actual or potential conflict and its implications

4. Disclosure Statement: Comprehensive disclosure of all material facts and potential risks related to the conflict

5. Informed Consent: Express acknowledgment of understanding and voluntary consent to waive the conflict

6. Execution: Signature blocks and date for all relevant parties

What sections are optional to include in a Conflict Waiver?

1. Future Conflicts: Optional section addressing potential future conflicts when anticipating ongoing relationships

2. Scope Limitation: Used when partial conflicts exist to clearly define limitations on representation

3. Withdrawal Provisions: Optional section detailing conditions for withdrawal in complex conflict situations

4. Confidentiality Provisions: Used when conflict involves sensitive information shared between parties

What schedules should be included in a Conflict Waiver?

1. Schedule A - Detailed Conflict Description: Comprehensive explanation of complex conflict situations requiring detailed elaboration

2. Schedule B - Related Party Information: Details of other parties involved in the conflict situation

3. Schedule C - Supporting Documentation: List or copies of relevant documents evidencing the conflict situation

4. Schedule D - Applicable Rules Reference: Reference to specific professional conduct rules and legal requirements applicable to the conflict

Authors

Alex Denne

Head of Growth (Open Source Law) @ Ƶ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

United States

Publisher

Ƶ

Document Type

Waiver

Cost

Free to use
Clauses












Industries

ABA Model Rules: American Bar Association Model Rules of Professional Conduct, specifically Rules 1.7 (Concurrent Conflicts of Interest), 1.9 (Duties to Former Clients), and 1.10 (Imputation of Conflicts)

State Professional Conduct Rules: State-specific versions of professional conduct rules, which may contain additional requirements beyond ABA Model Rules, including state bar association guidelines and ethics opinions

Relevant Case Law: Federal and state court decisions on conflict waivers, including precedents regarding informed consent and cases addressing the validity and enforcement of conflict waivers

State Ethics Opinions: Formal and informal opinions issued by state ethics committees, providing guidelines on specific conflict situations and waiver requirements

Waiver Validity Requirements: Legal requirements for valid waivers, including disclosure requirements, informed consent standards, and documentation requirements

Industry-Specific Regulations: Additional requirements for specific practice areas such as securities and banking, including industry-specific conflict rules and compliance requirements

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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