Securities Act 1933: Federal law governing the initial offering of securities, including preferred stock, requiring registration and disclosure requirements unless an exemption applies
Securities Exchange Act 1934: Federal law regulating secondary market trading of securities and ongoing reporting requirements for public companies
SEC Regulations: Specific SEC rules and regulations governing preferred stock offerings, disclosure requirements, and ongoing compliance obligations
Internal Revenue Code: Federal tax provisions affecting the treatment of preferred stock, including dividend payments and tax implications
State Corporation Laws: State-specific laws governing corporate formation and operation, particularly Delaware General Corporation Law if incorporated in Delaware
Blue Sky Laws: State-specific securities laws requiring registration and disclosure for securities offerings within each state
Stock Exchange Requirements: Specific listing requirements from NYSE or NASDAQ for preferred stock, including minimum distribution, price, and corporate governance standards
Corporate Authority Requirements: Legal requirements for corporate authorization including charter provisions, board resolutions, and shareholder approvals
Rights and Preferences Documentation: Legal framework for documenting preferred stock rights including dividends, voting, liquidation, conversion, redemption, and anti-dilution provisions
Filing Requirements: Mandatory filings with Secretary of State, SEC, and other regulatory bodies for preferred stock issuance and ongoing compliance
