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Financial Consulting Agreement Template for Ireland

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Key Requirements PROMPT example:

Financial Consulting Agreement

"I need a Financial Consulting Agreement for my role as an independent financial consultant providing treasury management advice to a mid-sized tech company in Dublin, with services starting January 2025."

Document background
The Financial Consulting Agreement is essential for professional financial advisors and consulting firms operating in Ireland who provide financial advisory services to businesses or individuals. This document establishes the professional relationship between financial consultants and their clients while ensuring compliance with Irish financial regulations, including the Central Bank Reform Act 2010 and the Investment Intermediaries Act 1995. The agreement covers crucial elements such as scope of services, fee structures, regulatory compliance, professional standards, confidentiality, and data protection requirements under GDPR. It's particularly important in the Irish context where financial advisory services are heavily regulated and require specific authorizations and compliance measures. The document should be customized based on whether the services are provided to corporate clients or individuals, as different regulatory requirements may apply.
Suggested Sections

1. Parties: Identifies the consultant and client, including registration numbers, addresses, and regulatory authorizations

2. Background: Sets out the context of the agreement, including the consultant's qualifications and client's requirements

3. Definitions: Defines key terms used throughout the agreement, including regulatory and technical financial terms

4. Scope of Services: Detailed description of the financial consulting services to be provided

5. Regulatory Compliance: Obligations regarding compliance with relevant financial regulations and professional standards

6. Fees and Payment Terms: Details of consulting fees, payment schedule, expenses, and invoicing procedures

7. Obligations of the Consultant: Specific duties, professional standards, and service levels to be maintained

8. Client Responsibilities: Client's obligations including providing information and cooperation

9. Confidentiality: Provisions for protecting confidential information and trade secrets

10. Data Protection: GDPR compliance and data handling requirements

11. Intellectual Property: Ownership and usage rights of reports, analyses, and other deliverables

12. Limitation of Liability: Caps on liability and indemnification provisions

13. Term and Termination: Duration of agreement and circumstances for termination

14. General Provisions: Standard boilerplate clauses including governing law, notices, and assignment

Optional Sections

1. Non-Compete: Restrictions on consultant's ability to work with competing clients, used when dealing with sensitive competitive information

2. Insurance: Professional indemnity and other insurance requirements, included for high-value or high-risk consulting arrangements

3. Service Levels: Specific performance metrics and response times, included for ongoing consulting relationships

4. Dispute Resolution: Alternative dispute resolution procedures, recommended for high-value contracts

5. Force Majeure: Provisions for unforeseen circumstances, particularly relevant post-COVID

6. Anti-Corruption: Additional compliance provisions for consultants working with government or regulated entities

7. Succession Planning: Provisions for handover of responsibilities, included for long-term consulting relationships

Suggested Schedules

1. Schedule 1 - Scope of Services: Detailed breakdown of specific consulting services, deliverables, and timelines

2. Schedule 2 - Fee Schedule: Detailed fee structure, including hourly rates, fixed fees, and expense categories

3. Schedule 3 - Service Levels: Specific performance metrics, response times, and quality standards

4. Schedule 4 - Key Personnel: Details of main consultants and their qualifications

5. Schedule 5 - Compliance Requirements: Specific regulatory requirements and compliance procedures

6. Appendix A - Required Reports: Templates and formats for required financial reports and analyses

7. Appendix B - Data Protection Requirements: Specific data handling and protection procedures

8. Appendix C - Professional Certifications: Copies of relevant professional certifications and licenses

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓÆµ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions











































Clauses




































Relevant Industries

Financial Services

Professional Services

Banking

Investment Management

Corporate Finance

Wealth Management

Insurance

Private Equity

Real Estate

Technology

Healthcare

Manufacturing

Retail

Telecommunications

Relevant Teams

Legal

Finance

Compliance

Procurement

Risk Management

Corporate Development

Treasury

Investment

Operations

Human Resources

Contract Management

Relevant Roles

Financial Consultant

Financial Advisor

Investment Consultant

Corporate Finance Advisor

Wealth Management Consultant

Financial Planning Specialist

Business Finance Consultant

Treasury Consultant

Risk Management Advisor

Investment Strategist

Chief Financial Officer

Finance Director

Legal Counsel

Compliance Officer

Contract Manager

Procurement Manager

Industries









Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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