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Financial Consulting Agreement
"I need a Financial Consulting Agreement for my role as an independent financial consultant providing treasury management advice to a mid-sized tech company in Dublin, with services starting January 2025."
1. Parties: Identifies the consultant and client, including registration numbers, addresses, and regulatory authorizations
2. Background: Sets out the context of the agreement, including the consultant's qualifications and client's requirements
3. Definitions: Defines key terms used throughout the agreement, including regulatory and technical financial terms
4. Scope of Services: Detailed description of the financial consulting services to be provided
5. Regulatory Compliance: Obligations regarding compliance with relevant financial regulations and professional standards
6. Fees and Payment Terms: Details of consulting fees, payment schedule, expenses, and invoicing procedures
7. Obligations of the Consultant: Specific duties, professional standards, and service levels to be maintained
8. Client Responsibilities: Client's obligations including providing information and cooperation
9. Confidentiality: Provisions for protecting confidential information and trade secrets
10. Data Protection: GDPR compliance and data handling requirements
11. Intellectual Property: Ownership and usage rights of reports, analyses, and other deliverables
12. Limitation of Liability: Caps on liability and indemnification provisions
13. Term and Termination: Duration of agreement and circumstances for termination
14. General Provisions: Standard boilerplate clauses including governing law, notices, and assignment
1. Non-Compete: Restrictions on consultant's ability to work with competing clients, used when dealing with sensitive competitive information
2. Insurance: Professional indemnity and other insurance requirements, included for high-value or high-risk consulting arrangements
3. Service Levels: Specific performance metrics and response times, included for ongoing consulting relationships
4. Dispute Resolution: Alternative dispute resolution procedures, recommended for high-value contracts
5. Force Majeure: Provisions for unforeseen circumstances, particularly relevant post-COVID
6. Anti-Corruption: Additional compliance provisions for consultants working with government or regulated entities
7. Succession Planning: Provisions for handover of responsibilities, included for long-term consulting relationships
1. Schedule 1 - Scope of Services: Detailed breakdown of specific consulting services, deliverables, and timelines
2. Schedule 2 - Fee Schedule: Detailed fee structure, including hourly rates, fixed fees, and expense categories
3. Schedule 3 - Service Levels: Specific performance metrics, response times, and quality standards
4. Schedule 4 - Key Personnel: Details of main consultants and their qualifications
5. Schedule 5 - Compliance Requirements: Specific regulatory requirements and compliance procedures
6. Appendix A - Required Reports: Templates and formats for required financial reports and analyses
7. Appendix B - Data Protection Requirements: Specific data handling and protection procedures
8. Appendix C - Professional Certifications: Copies of relevant professional certifications and licenses
Authors
Financial Services
Professional Services
Banking
Investment Management
Corporate Finance
Wealth Management
Insurance
Private Equity
Real Estate
Technology
Healthcare
Manufacturing
Retail
Telecommunications
Legal
Finance
Compliance
Procurement
Risk Management
Corporate Development
Treasury
Investment
Operations
Human Resources
Contract Management
Financial Consultant
Financial Advisor
Investment Consultant
Corporate Finance Advisor
Wealth Management Consultant
Financial Planning Specialist
Business Finance Consultant
Treasury Consultant
Risk Management Advisor
Investment Strategist
Chief Financial Officer
Finance Director
Legal Counsel
Compliance Officer
Contract Manager
Procurement Manager
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