Financial Services and Markets Act 2000: Primary legislation governing financial services regulation in the UK, establishing the regulatory framework and FCA's powers
Financial Services Act 2012: Reformed the UK financial regulatory structure, created the FCA and PRA, and amended FSMA 2000
Companies Act 2006: Core company law legislation that governs company formation, management, and administration in the UK
Consumer Rights Act 2015: Legislation protecting consumer rights, particularly relevant if dealing with retail clients in financial services
FCA Handbook - COBS: Conduct of Business Sourcebook - Details specific requirements for how regulated firms should interact with clients
FCA Handbook - SYSC: Senior Management Arrangements, Systems and Controls - Requirements for firm's internal organization and risk management
FCA Handbook - PRIN: Principles for Businesses - Core principles that all regulated firms must follow
Money Laundering Regulations 2017: Regulations requiring firms to prevent money laundering through customer due diligence and monitoring
Data Protection Act 2018: UK's implementation of data protection requirements, including UK GDPR provisions
Proceeds of Crime Act 2002: Legislation dealing with money laundering and proceeds of crime, including reporting obligations
Bribery Act 2010: Anti-corruption legislation requiring firms to prevent bribery in their operations
Modern Slavery Act 2015: Requires larger firms to ensure their business and supply chains are free from slavery and human trafficking
MiFID II (UK): Markets in Financial Instruments Directive as incorporated into UK law, governing investment services
AIFMD (UK): Alternative Investment Fund Managers Directive as incorporated into UK law, governing alternative investment fund management
