A Financial Management Agreement is essential when establishing a professional investment management relationship. This document, governed by English and Welsh law, outlines the scope of services, investment strategy, risk parameters, and regulatory compliance requirements. It protects both parties by clearly defining responsibilities, fee structures, reporting obligations, and termination provisions. The agreement is particularly crucial in the regulated financial services sector, where it must comply with FCA requirements and various financial services legislation.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Ƶ's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Parties: Identification of the financial manager and client
2. Background: Context of the agreement and parties' intentions
3. Definitions: Key terms used throughout the agreement
4. Appointment and Authority: Scope of manager's appointment and powers
5. Investment Objectives: Agreed investment strategy and objectives
6. Services: Detailed description of services to be provided by the manager
7. Client Obligations: Responsibilities and obligations of the client
8. Fees and Expenses: Management fees, costs, and payment terms
9. Reporting Requirements: Frequency and content of reports to client
10. Representations and Warranties: Legal assurances provided by both parties
11. Liability and Indemnification: Extent of manager's liability and indemnification provisions
12. Confidentiality: Treatment of confidential information
13. Data Protection: Compliance with data protection laws and privacy requirements
14. Termination: Circumstances and process for ending the agreement
15. Governing Law and Jurisdiction: Application of English and Welsh law and jurisdiction
1. Custody Arrangements: Terms for custody services when the manager also acts as custodian
2. Foreign Exchange Services: Terms for currency exchange services when managing international investments
3. ESG Investment Criteria: Environmental, social and governance investment criteria and reporting
4. Delegation: Terms governing the manager's ability to delegate services to third parties
5. Force Majeure: Provisions for extraordinary events affecting performance
1. Investment Guidelines and Restrictions: Detailed investment parameters, restrictions, and permissible investments
2. Fee Schedule: Detailed breakdown of management fees, performance fees, and other charges
3. Risk Disclosures: Comprehensive risk warnings and disclosures specific to the investment strategy
4. Authorized Persons: List of individuals authorized to give instructions on behalf of both parties
5. Reporting Template: Format and content requirements for periodic client reports
6. Service Level Agreement: Detailed performance standards and service levels
7. Compliance Requirements: Specific regulatory and compliance obligations applicable to the relationship
Relevant legal definitions
Clauses
Relevant Industries
Relevant Teams
Relevant Roles
Find the exact document you need
Vehicle Finance Contract
An England & Wales legal document outlining terms for vehicle financing under the Consumer Credit Act 1974.
Download
Trade Finance Facility Agreement
An England & Wales legal document facilitating international trade finance for cross-border business operations.
Download
Trade Finance Agreement
An England & Wales legal document facilitating international trade finance through structured agreements and compliance standards.
Download
Tripartite Agreement For Home Loan
An England & Wales legal document detailing a home loan arrangement involving a third-party security or guarantee.
Download
Personal Mortgage Loan Agreement
An England & Wales contract detailing residential property financing terms between borrowers and financial institutions.
Download
Person To Person Loan Agreement
An England & Wales legal document formalizing private lending terms between individuals, ensuring clarity and legal protection.
Download
Official Loan Agreement
An England & Wales legal document outlining terms and conditions of a lending relationship between parties.
Download
Margin Loan Agreement
An England & Wales agreement outlining securities-based lending terms, including margin calls and collateral obligations.
Download
Loan Swap Agreement
An England & Wales agreement transforming loan interest rates between fixed and floating for risk management.
Download
Loan Note Agreement
An England & Wales legal document outlining terms for debt financing through loan notes issuance.
Download
Loan Guaranty Agreement
An England & Wales legal document ensuring loan repayment through a guarantor if the borrower defaults.
Download
Loan Forbearance Agreement
An England & Wales legal document modifying loan terms for borrowers facing temporary financial hardship.
Download
Loan Borrower Agreement
An England & Wales legal document outlining terms and obligations for a formal loan arrangement between parties.
Download
Friends And Family Loan Agreement
An England & Wales legal document authorizing a representative to attend a meeting on behalf of another party.
Download
Financial Support Agreement
An England & Wales legal document authorizing internet service installation at a specified property location.
Download
Financial Assistance Agreement
An England & Wales legal document authorizing additional water meter installation for separate property consumption monitoring.
Download
Family Loan Agreement Document
An England & Wales legal document authorizing third-party payments from an individual's account for specified purposes.
Download
Car Mortgage Agreement
An England & Wales legal document delegating work authority due to employee absence or project needs.
Download
Car Finance Contract
An England & Wales legal document authorizing a representative to manage diploma-related matters on behalf of the holder.
Download
Bridge Financing Agreement
An England & Wales legal document authorizing electrical service requests under the Electricity Act 1989.
Download
Auto Finance Contract
An England & Wales legal document authorizing another to handle driving licence matters on the holder's behalf.
Download
Financing Condition Purchase Agreement
An English law agreement governing purchases contingent on securing specific financing arrangements.
Download
Retail Installment Credit Agreement
A regulated consumer credit agreement under English and Welsh law enabling purchases to be paid in installments with specified terms and protections.
Download
Municipal Lease Purchase Agreement
A financing agreement under English and Welsh law enabling local authorities to acquire assets through a lease-to-own structure.
Download
Tri Party Loan Agreement
An English law-governed agreement between three parties establishing terms for a loan arrangement, including security and administrative provisions.
Download
Vehicle Finance Agreement
A legally binding agreement under English and Welsh law that sets out terms for vehicle financing, including payment obligations and maintenance requirements.
Download
Modification Of Loan Agreement
An English law document that modifies the terms of an existing loan agreement between parties.
Download
Common Loan Agreement
A legally binding loan agreement under English and Welsh law setting out terms and conditions between lender and borrower.
Download
Mortgage Loan Purchase Agreement
An English law agreement governing the sale and transfer of mortgage loans between financial institutions.
Download
Warehouse Loan Agreement
An English law agreement governing loans secured against warehoused goods, setting out financing terms and security arrangements.
Download
Project Loan Agreement
A legally binding agreement under English and Welsh law that sets out terms for project-specific financing between lenders and borrowers.
Download
Vendor Finance Contract
An English law agreement enabling vendor-provided financing for customer purchases, combining sales and financing terms under UK regulation.
Download
Loan Pledge Agreement
An English law agreement establishing terms for a loan secured by pledged assets, detailing security interests and enforcement rights.
Download
Accounts Receivable Financing Agreement
A legal agreement under English and Welsh law governing the financing of accounts receivable through purchase or funding arrangements.
Download
Property Loan Agreement
A legally binding agreement under English and Welsh law establishing terms for property-secured lending.
Download
Novation Lease Agreement
An English law agreement transferring lease obligations from an existing tenant to a new tenant, with landlord's consent.
Download
Peer To Peer Loan Agreement
A legally binding agreement under English and Welsh law that establishes terms and conditions for direct lending between parties without traditional financial intermediaries.
Download
Loan Sharing Agreement
An English law agreement governing the sharing and administration of loan participations between multiple lenders.
Download
Equipment Finance Agreement
A contract under English and Welsh law governing the terms of equipment financing between a provider and borrower, including payment terms and obligations.
Download
Financial Management Agreement
An English law agreement establishing the terms for professional investment management services between a manager and client.
Download
ұԾ’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; ұԾ’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)