¶¶Òõ¶ÌÊÓƵ

All Countries
Investment
Financial Management Agreement

Financial Management Agreement Template for Ireland

Create a bespoke document in minutes,  or upload and review your own.

4.6 / 5
4.8 / 5

Let's create your Financial Management Agreement

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

Financial Management Agreement

"I need a Financial Management Agreement for my Dublin-based wealth management firm to provide discretionary investment services to high-net-worth retail clients, with specific provisions for ESG investment restrictions and quarterly performance reporting."

Celebrated by
Collaborations with
Investors
Document background
The Financial Management Agreement is a crucial document used when establishing a professional financial management relationship between a regulated financial services provider and their clients in Ireland. It serves as the primary contract governing the provision of financial management services, including investment management, advisory services, and related financial activities. The agreement must comply with Irish regulatory requirements, including the Central Bank of Ireland's regulations, MiFID II implementation, Consumer Protection Code, and GDPR. It is typically used when clients seek professional management of their investment portfolios, require ongoing financial advice, or need comprehensive financial planning services. The document encompasses essential elements such as service scope, fee structures, risk disclosures, reporting requirements, and regulatory compliance measures specific to the Irish financial services sector.
Suggested Sections

1. Parties: Identification of the financial manager and client, including regulatory status and contact details

2. Background: Context of the agreement and brief description of the services to be provided

3. Definitions: Definitions of key terms used throughout the agreement

4. Appointment and Scope of Services: Detailed description of the financial management services to be provided and the appointment of the manager

5. Regulatory Status and Compliance: Statements regarding regulatory compliance and relevant authorizations

6. Client Categorization: Classification of the client under MiFID II and implications thereof

7. Authority and Client Instructions: Extent of manager's authority and procedures for client instructions

8. Fees and Charges: Detailed fee structure, payment terms, and any additional charges

9. Reporting and Valuations: Frequency and content of reports and valuations to be provided

10. Risk Disclosures: Mandatory risk warnings and disclosures

11. Client's Warranties and Acknowledgments: Client confirmations and understanding of services and risks

12. Data Protection and Confidentiality: GDPR compliance and confidentiality obligations

13. Termination: Conditions and process for terminating the agreement

14. Liability and Indemnification: Extent of manager's liability and any indemnification provisions

15. General Provisions: Standard legal provisions including governing law, notices, and amendments

Optional Sections

1. Investment Objectives and Restrictions: Used when the agreement includes discretionary investment management, defining investment strategy and any restrictions

2. Custody Arrangements: Required when the manager arranges custody services or works with third-party custodians

3. Online Services Access: Include when providing online portfolio access or digital services

4. Third Party Authorities: Used when third parties may have authority to act on behalf of the client

5. Tax Reporting: Include when tax reporting services are part of the offering

6. Research Services: Required when providing investment research as part of the service

7. Corporate Actions: Include when managing investments that may involve corporate actions

8. Foreign Exchange Services: Used when currency exchange services are provided

Suggested Schedules

1. Schedule 1: Fee Schedule: Detailed breakdown of all fees, charges, and commission structures

2. Schedule 2: Services Description: Comprehensive description of all services provided under the agreement

3. Schedule 3: Investment Mandate: Detailed investment strategy, objectives, and restrictions

4. Schedule 4: Risk Disclosure Statement: Detailed risk warnings and specific product risks

5. Schedule 5: Client Information Form: Client details, investment knowledge, and experience assessment

6. Appendix A: Authorized Persons: List of persons authorized to give instructions on behalf of the client

7. Appendix B: Data Processing Terms: Detailed GDPR-compliant data processing terms

8. Appendix C: Execution Policy: Details of the firm's order execution policy as required by MiFID II

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓƵ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

alex.den.21@genieai.co
Relevant legal definitions








































Clauses


































Relevant Industries

Financial Services

Investment Management

Private Banking

Wealth Management

Asset Management

Corporate Banking

Pension Fund Management

Family Office Services

Financial Advisory Services

Fund Administration

Relevant Teams

Legal

Compliance

Investment Management

Client Relations

Risk Management

Operations

Finance

Private Banking

Wealth Management

Portfolio Administration

Relevant Roles

Chief Investment Officer

Portfolio Manager

Financial Advisor

Compliance Officer

Legal Counsel

Risk Manager

Client Relationship Manager

Investment Analyst

Operations Manager

Financial Controller

Wealth Manager

Fund Manager

Investment Director

Chief Financial Officer

Head of Private Banking

Industries










Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Contract For Private Loan

An Irish law-governed agreement establishing terms and conditions for a private loan between parties, including loan amount, interest, repayment terms, and security arrangements.

find out more

Regulated Hire Purchase Agreement

An Irish law-governed regulated hire purchase agreement enabling consumers to finance purchases through structured payments while ensuring consumer protection compliance.

find out more

Soft Loan Agreement

An Irish law-governed agreement establishing terms for a loan with concessionary conditions, including favorable interest rates and flexible repayment terms.

find out more

Film Equity Investment Agreement

An Irish law-governed agreement establishing terms for equity investment in film production, including investment structure, rights, and revenue distribution.

find out more

Interest Loan Agreement

An Irish law-governed agreement establishing terms for an interest-bearing loan, including loan amount, interest rates, repayment terms, and parties' obligations.

find out more

Litigation Funding Agreement

An Irish law-governed agreement setting out terms for third-party funding of legal proceedings, including funding commitments, returns, and control mechanisms.

find out more

Royalty Financing Agreement

Irish law-governed agreement establishing royalty-based financing terms between a finance provider and company, with revenue-based repayment structure.

find out more

Loan Participation Agreement

An Irish law-governed agreement establishing terms for the sale of a beneficial interest in a loan from an original lender to a participant, structuring their rights and obligations.

find out more

Loan And Mortgage Agreement

An Irish law-governed agreement combining a loan facility with a mortgage security over real property, setting out lending terms and security arrangements in compliance with Irish banking and consumer protection regulations.

find out more

Mortgage Loan Assumption Agreement

An Irish law-governed agreement that enables the transfer of an existing mortgage from the original borrower to a new assuming party, subject to lender approval and regulatory requirements.

find out more

Film Financing Agreement

An Irish law-governed agreement setting out terms for film project financing, including funding structure, repayment terms, and production requirements.

find out more

Bridge Loan Contract

An Irish law-governed agreement for temporary financing that bridges gaps between permanent funding arrangements or obligations.

find out more

Trade Finance Agreement

An Irish law-governed agreement establishing trade financing facilities between financial institutions and commercial entities, setting out terms for trade finance products and compliance requirements.

find out more

Simple Unsecured Loan Agreement

An Irish law-governed unsecured loan agreement establishing basic lending terms between parties without requiring collateral.

find out more

Separation Financial Agreement

An Irish law-governed agreement detailing financial arrangements and asset division between separating spouses.

find out more

Financial Support Agreement

An Irish law-governed agreement establishing terms and conditions for providing financial support between parties, including payment terms, compliance requirements, and regulatory obligations.

find out more

Individual Loan Agreement

An Irish law-governed agreement setting out terms and conditions for providing a loan to an individual borrower, incorporating consumer protection requirements and lender safeguards.

find out more

Factoring Receivables Agreement

An Irish law-governed agreement establishing terms for the purchase of accounts receivable by a factor from a business client, including pricing, operational procedures, and regulatory compliance requirements.

find out more

Loan Syndication Agreement

An Irish law-governed agreement establishing terms for a syndicated loan facility where multiple lenders collectively provide funding to borrowers.

find out more

Royalty Based Financing Agreement

An Irish law-governed agreement establishing terms for revenue-based business financing where repayment is structured as ongoing royalty payments.

find out more

Accounts Receivable Financing Agreement

An Irish law agreement enabling businesses to obtain immediate funding through the sale of their accounts receivable to a financial institution.

find out more

Debt Factoring Agreement

An Irish law-governed agreement establishing terms for the purchase of trade receivables by a factor from a business client, including operational and regulatory requirements.

find out more

Car Finance Agreement

Irish law-governed car finance agreement setting out terms for vehicle financing between lender and customer, compliant with Irish consumer credit regulations.

find out more

Revenue Based Financing Agreement

Irish law-governed financing agreement where funding repayment is based on the recipient's revenue performance, with defined revenue share terms and regulatory compliance.

find out more

Project Finance Loan Agreement

Irish law-governed loan agreement for project-specific financing, detailing facility terms, security arrangements, and project covenants.

find out more

Financial Management Agreement

An Irish law-governed agreement establishing terms for professional financial management services, compliant with Irish financial services regulations and MiFID II requirements.

find out more

Term Loan Agreement

An Irish law-governed agreement setting out terms and conditions for a fixed-term loan, including loan amount, interest, repayment schedule, and parties' rights and obligations.

find out more

Project Finance Agreement

An Irish law-governed agreement establishing terms for project-specific financing, typically used for large-scale infrastructure or development projects.

find out more

Simple Loan Agreement

An Irish law-governed agreement setting out terms for a straightforward lending arrangement between two parties, compliant with Irish banking and consumer protection regulations.

find out more

Intercompany Loan Agreement

An Irish law agreement governing loan arrangements between related companies within the same corporate group, setting out key terms and ensuring regulatory compliance.

find out more

Car Loan Agreement

An Irish law-governed agreement setting out terms for vehicle financing, including loan conditions, security arrangements, and regulatory compliance requirements.

find out more

Amended Loan Agreement

An Irish law-governed agreement that modifies existing loan terms between lender and borrower, documenting agreed changes while ensuring regulatory compliance.

find out more

Download our whitepaper on the future of AI in Legal

By providing your email address you are consenting to our Privacy Notice.
Thank you for downloading our whitepaper. This should arrive in your inbox shortly. In the meantime, why not jump straight to a section that interests you here: /our-research
Oops! Something went wrong while submitting the form.

³Ò±ð²Ô¾±±ð’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ³Ò±ð²Ô¾±±ð’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

Our bank-grade security infrastructure undergoes regular external audits

We are ISO27001 certified, so your data is secure

Organizational security

You retain IP ownership of your documents

You have full control over your data and who gets to see it

Innovation in privacy:

Genie partnered with the Computational Privacy Department at Imperial College London

Together, we ran a £1 million research project on privacy and anonymity in legal contracts

Want to know more?

Visit our for more details and real-time security updates.

Read our Privacy Policy.