Securities and Futures Act (SFA): Primary legislation governing financial services, including licensing requirements for fund managers, disclosure obligations, and investor protection provisions
Financial Advisers Act (FAA): Regulates financial advisory services, sets requirements for providing financial advice and conduct of business requirements
Trust Companies Act: Governs trust structures and their management in financial arrangements
MAS Guidelines: Regulatory guidelines from Monetary Authority of Singapore covering licensing, registration, conduct of business, risk management, and AML/CFT requirements
Professional Standards: Includes Code of Conduct for Licensed/Registered Persons and Business Conduct Rules
Contract Law: Common law principles governing contract formation and enforcement in Singapore
Personal Data Protection Act (PDPA): Governs the collection, use, and disclosure of personal data in Singapore
Companies Act: Relevant when dealing with corporate entities, governing corporate structure and responsibilities
Client Classification Requirements: Regulatory requirements for categorizing clients based on sophistication and risk profile
Fee Structure Regulations: Requirements for transparency and disclosure of all fees and charges in financial management
Risk Management Requirements: Mandatory procedures and controls for managing investment and operational risks
Conflict of Interest Provisions: Rules and requirements for identifying, preventing, and managing conflicts of interest
