Uniform Commercial Code (UCC): Primary framework governing secured transactions, particularly Article 9, which covers filing requirements, perfection of security interests, and priority rules for secured transactions
Federal Securities Laws: Key federal legislation including Securities Act of 1933, Securities Exchange Act of 1934, and Investment Company Act of 1940, along with relevant SEC regulations
State-Specific Security Interest Laws: State variations of UCC implementation, including specific filing requirements and state registration procedures for security interests
Bankruptcy Code: Federal bankruptcy laws affecting security interests, including automatic stay provisions, perfection requirements, and priority rules in bankruptcy proceedings
Federal and State Tax Laws: Tax implications and considerations for security assignments, including transfer tax requirements at both federal and state levels
Anti-Assignment Laws: Federal and state restrictions on assignment of certain rights, interests, and obligations, including regulatory limitations
Consumer Protection Laws: Regulations protecting consumer interests in security transactions, including Fair Credit Reporting Act and Truth in Lending Act
Property Laws: State and federal laws governing property rights and assignments, particularly for transactions involving real property and recording requirements
Contract Law: Fundamental principles governing contract formation, consideration requirements, and enforceability of security assignment agreements
Financial Industry Regulations: Industry-specific regulations including Dodd-Frank Act provisions, banking regulations, and FINRA rules affecting security assignments
