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Securities Act of 1933: Primary federal legislation governing the offer and sale of securities, requiring registration and disclosure requirements for public offerings

Securities Exchange Act of 1934: Regulates secondary market trading of securities and establishes the SEC, including anti-fraud provisions

Investment Company Act of 1940: Regulates investment companies and mutual funds, including registration and disclosure requirements

Investment Advisers Act of 1940: Governs the conduct of investment advisers, including registration and fiduciary responsibilities

JOBS Act: Provides exemptions for smaller companies to access capital markets with reduced regulatory requirements

Regulation D: Sets rules for private placement offerings, including exemptions from full SEC registration requirements

Federal Trade Commission Act: Prohibits unfair or deceptive practices in commerce, including fraudulent solicitation

Mail and Wire Fraud Statutes: Federal laws prohibiting fraudulent schemes using mail or electronic communications

USA PATRIOT Act: Includes provisions for preventing money laundering and terrorist financing through financial transactions

Charitable Solicitation Laws: State-specific laws governing fundraising activities for charitable organizations

Truth in Lending Act: Requires disclosure of key terms and costs in lending transactions

Blue Sky Laws: State-specific securities regulations governing the offer and sale of securities within each state

Bank Secrecy Act: Requires financial institutions to assist government agencies in detecting and preventing money laundering

Anti-Money Laundering Regulations: Framework of rules designed to prevent converting illegally obtained funds into legitimate assets

Know Your Customer Requirements: Guidelines for financial institutions to verify the identity and suitability of clients