Professional Ethics Rules: Includes ABA Model Rules of Professional Conduct, state-specific ethics rules, client confidentiality requirements, and conflict of interest regulations that govern attorney conduct during firm mergers
Business Organization Laws: Encompasses state corporation laws, partnership laws, LLC laws, and state-specific business merger regulations that govern the structural aspects of the merger
Labor and Employment Laws: Covers Fair Labor Standards Act (FLSA), Equal Employment Opportunity laws, WARN Act, ERISA considerations, and employment agreements/partner contracts
Client-Related Regulations: Addresses rules regarding client consent for matter transfers, notice requirements, file retention and transfer requirements, and client trust account regulations
Licensing and Registration: Includes state bar requirements, professional liability insurance requirements, business registration requirements, and multi-jurisdictional practice rules
Tax Considerations: Covers federal and state tax implications, partnership tax rules, and asset transfer tax implications related to the merger
Property and Asset Laws: Encompasses real property transfer laws, intellectual property rights, equipment and lease transfer regulations, and document retention requirements
Financial Regulations: Addresses banking regulations, trust account management, debt and liability transfer rules, and securities laws if applicable
Anti-trust Considerations: Includes compliance with Sherman Act, Clayton Act, and state anti-trust laws to ensure the merger doesn't create competition issues
Privacy Laws: Covers client data protection requirements, GDPR compliance for international clients, state privacy laws, and data security regulations
