Document background
The Form of Subscription Agreement is a critical document used in private placement transactions within the United States. It serves as the primary contract when companies seek to raise capital by selling securities to investors. This document is essential for compliance with SEC regulations, including Regulation D and state securities laws. The agreement typically includes detailed information about the investment terms, investor qualifications (particularly regarding accredited investor status), and various representations and warranties. Companies commonly use this type of agreement when conducting private offerings, whether for equity or debt securities.
