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Disciplinary Action Form Template for United States

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Key Requirements PROMPT example:

Disciplinary Action Form

"I need a Disciplinary Action Form for documenting repeated tardiness violations by a retail sales associate, including a performance improvement plan with specific attendance targets for the next 90 days starting January 15, 2025."

Document background
The Disciplinary Action Form is a crucial human resources document used in the United States to maintain proper documentation of employee misconduct and subsequent corrective actions. This document is essential for implementing progressive discipline policies and ensuring compliance with federal and state employment laws. The form should be used whenever an employee violates company policies, demonstrates performance issues, or engages in misconduct requiring formal documentation. It typically includes detailed information about the incident, specific violations, previous disciplinary history, required corrective actions, and consequences of future violations. The document serves multiple purposes: protecting the organization legally, ensuring fair and consistent treatment of employees, creating a clear record for potential legal proceedings, and supporting performance management processes. In the US jurisdiction, proper documentation through such forms is critical for defending against wrongful termination claims and demonstrating compliance with employment regulations.
Suggested Sections

1. Employee Information: Basic details including employee name, ID, department, position, and supervisor

2. Incident Details: Date, time, location, and nature of the violation or misconduct

3. Type of Violation: Specific company policy, rule, or standard that was violated

4. Description of Incident: Detailed account of what occurred, including any supporting evidence or witness statements

5. Previous Disciplinary Actions: Record of any prior related incidents and actions taken

6. Corrective Action: Specific measures being taken (warning, suspension, etc.) and duration if applicable

7. Improvement Required: Clear description of expected behavior and changes required from the employee

8. Consequences: Statement of what will happen if behavior doesn't improve or violation is repeated

9. Acknowledgment: Signature lines for employee, supervisor, and HR representative, with date fields

Optional Sections

1. Performance Improvement Plan: Detailed plan with specific goals and timelines when behavioral change requires structured monitoring

2. Union Representative Section: Additional section for union member acknowledgment and representative signature when applicable

3. Employee Response: Space for employee to provide written response or explanation to the disciplinary action

4. Appeal Rights: Information about the company's appeal process when such rights are provided

5. ADA Accommodation Review: Section addressing any disability-related considerations when relevant to the disciplinary action

Suggested Schedules

1. Appendix A - Supporting Documentation: Copies of relevant evidence, such as attendance records, incident reports, or witness statements

2. Appendix B - Relevant Policies: Copies or references to specific company policies that were violated

3. Appendix C - Performance Improvement Plan Template: Detailed template for tracking improvement goals and progress when applicable

4. Appendix D - Employee Rights Summary: Summary of employee rights and company disciplinary procedures

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓÆµ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions






























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Relevant Industries

Healthcare

Manufacturing

Retail

Financial Services

Education

Technology

Government

Construction

Hospitality

Transportation

Professional Services

Non-profit

Energy

Telecommunications

Agriculture

Relevant Teams

Human Resources

Employee Relations

Legal

Compliance

Management

Administration

Operations

Personnel

Training and Development

Relevant Roles

Human Resources Manager

HR Director

HR Business Partner

Employee Relations Manager

Department Manager

Supervisor

Line Manager

HR Coordinator

HR Specialist

Benefits Administrator

Personnel Manager

Chief Human Resources Officer

HR Compliance Officer

HR Generalist

Training Manager

Industries








Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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