Securities and Futures Act (SFA): Primary legislation governing capital markets activities and financial services in Singapore, including licensing requirements and conduct regulations
Financial Advisers Act (FAA): Core legislation regulating financial advisory services in Singapore, including conduct requirements and customer protection measures
MAS Guidelines: Regulatory guidelines issued by the Monetary Authority of Singapore covering various aspects of financial advisory services and conduct
Financial Advisers Regulations: Detailed regulations supplementing the FAA, providing specific requirements for financial advisers
Employment Act: Basic employment law governing employment relationships in Singapore, including basic terms and working conditions
Central Provident Fund Act: Legislation governing mandatory social security savings system and employer contributions in Singapore
Income Tax Act: Tax legislation relevant for compensation structure and tax obligations in the contract
Personal Data Protection Act (PDPA): Law governing the collection, use, and disclosure of personal data, crucial for handling client information
Contract Law: Common law principles governing formation and enforcement of contracts in Singapore
Unfair Contract Terms Act: Legislation protecting against unreasonable contract terms and conditions
CMFAS Requirements: Capital Markets and Financial Advisory Services examination requirements for financial consultants
CPD Requirements: Continuing Professional Development requirements for maintaining professional qualifications
AML/CFT Regulations: Anti-Money Laundering and Countering the Financing of Terrorism regulations requiring specific compliance measures
Fair Dealing Guidelines: MAS guidelines ensuring fair dealing with customers in the financial industry
FIDReC Guidelines: Financial Industry Disputes Resolution Centre guidelines for handling customer disputes
AFA Guidelines: Association of Financial Advisers (Singapore) professional guidelines and best practices
