Financial Services and Markets Act 2000: Primary legislation governing financial services regulation in the UK, establishing regulatory framework and FCA authority
Financial Services Act 2012: Updates and amendments to FSMA 2000, including enhanced regulatory powers and consumer protection measures
Regulated Activities Order 2001: Defines which activities require FCA authorization and regulation in the financial services sector
UK UCITS Regulations: Regulations governing Undertakings for Collective Investment in Transferable Securities, including distribution requirements
Alternative Investment Fund Managers Regulations 2013: Framework for regulation of alternative investment fund managers and distribution of alternative funds
Collective Investment Schemes Regulations 2019: Post-Brexit regulations adapting EU rules for collective investment schemes to UK law
FCA Handbook - COBS: Conduct of Business Sourcebook containing rules for how firms should interact with clients and conduct business
FCA Handbook - PROD: Product Intervention and Product Governance Sourcebook outlining rules for product design and distribution
FCA Handbook - SYSC: Senior Management Arrangements, Systems and Controls requirements for organizational structure and compliance
Money Laundering Regulations 2017: Requirements for prevention of money laundering and terrorist financing in financial services
Proceeds of Crime Act 2002: Legislation dealing with money laundering offenses and reporting requirements
UK GDPR: Post-Brexit data protection regulation governing handling of personal data
Data Protection Act 2018: UK's implementation of data protection standards, working alongside UK GDPR
Unfair Contract Terms Act 1977: Legislation controlling unfair terms in contracts, particularly exclusion clauses
Consumer Rights Act 2015: Protection for consumers in contracts, including unfair terms and transparency requirements
Income Tax Act 2007: Tax legislation relevant to fund distributions and investor taxation
Corporation Tax Act 2010: Corporate tax framework affecting fund structures and distributions
