¶¶Òõ¶ÌÊÓƵ

The Investment Management Contract is a crucial document used to establish and govern the relationship between professional investment managers and their clients in Denmark. It is specifically designed to comply with Danish financial regulations, including the Financial Business Act (Lov om finansiel virksomhed) and implemented EU directives such as MiFID II. This contract is essential when a client delegates investment authority to a professional manager to handle their investment portfolio. The agreement covers key aspects such as investment strategy, risk parameters, fees, reporting requirements, and regulatory obligations. It includes specific provisions required under Danish law and is structured to accommodate both retail and institutional clients, while ensuring appropriate regulatory protections are in place.

1. Parties: Identification of the investment manager and the client, including registration details and contact information

2. Background: Context of the agreement and brief description of the services to be provided

3. Definitions: Definitions of key terms used throughout the agreement

4. Appointment and Scope of Authority: Formal appointment of the investment manager and detailed scope of investment management services

5. Investment Objectives and Strategy: Agreed investment objectives, strategy, and any investment restrictions

6. Client Categorization: Classification of the client according to MiFID II categories and resulting protections

7. Duties and Responsibilities: Detailed obligations of the investment manager, including compliance with regulations and investment guidelines

8. Fees and Expenses: Management fees, performance fees, and other charges, including calculation methods and payment terms

9. Reporting and Valuations: Frequency and content of portfolio reports, valuation methods, and performance measurement

10. Risk Disclosures: Mandatory risk warnings and disclosures required by Danish law and MiFID II

11. Conflicts of Interest: Disclosure and management of potential conflicts of interest

12. Term and Termination: Duration of the agreement and circumstances for termination

13. Liability and Indemnification: Extent of manager's liability and mutual indemnification provisions

14. Confidentiality and Data Protection: Confidentiality obligations and GDPR compliance measures

15. Notices and Communications: Methods and requirements for formal communications between parties

16. Governing Law and Jurisdiction: Confirmation of Danish law as governing law and jurisdiction for disputes