Document background
The Subscription Agreement Private Placement is a crucial document used in Swiss private capital markets for non-public offerings of securities. It is typically employed when companies or investment vehicles seek to raise capital from a limited number of qualified investors, without conducting a public offering. The document must comply with Swiss financial regulations, particularly the Financial Services Act (FinSA/FIDLEG) and related ordinances, and includes detailed provisions for subscription mechanics, investor qualifications, and regulatory compliance. This agreement is essential for private placements in Switzerland and includes specific provisions for anti-money laundering compliance, investor representations, and risk disclosures required under Swiss law. It serves as the primary contractual framework between the issuer and subscriber, documenting the terms of investment and ensuring regulatory compliance in private capital raising transactions.
