¶¶Òõ¶ÌÊÓƵ

All Countries
Investment
Convertible Bond Agreement

Convertible Bond Agreement Template for Switzerland

Create a bespoke document in minutes,  or upload and review your own.

4.6 / 5
4.8 / 5

Let's create your Convertible Bond Agreement

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

Convertible Bond Agreement

"I need a Swiss law Convertible Bond Agreement for my technology startup to raise CHF 5 million from a group of international investors, with a 5% interest rate and conversion rights exercisable from January 2025."

Celebrated by
Collaborations with
Investors
Document background
The Convertible Bond Agreement is a key financing instrument used by companies seeking to raise capital while offering investors the flexibility to convert their debt investment into equity. This document is particularly relevant for growth-stage companies or established firms looking for strategic financing options in Switzerland. The agreement must be structured in compliance with Swiss law, particularly the Swiss Code of Obligations and financial market regulations. It includes comprehensive provisions covering bond terms, conversion mechanics, investor protections, and company obligations. The document is typically used when a company wants to defer equity dilution while offering attractive terms to investors, or when seeking to optimize their capital structure through hybrid securities. The agreement's Swiss law governance provides a stable and well-established legal framework, particularly advantageous for international transactions due to Switzerland's sophisticated financial markets and strong legal system.
Suggested Sections

1. Parties: Identification of the issuing company and the initial bondholder(s)

2. Background: Context of the bond issuance and general commercial purpose

3. Definitions: Key terms used throughout the agreement, including financial and technical definitions

4. Bond Issuance: Details of the bonds being issued, including principal amount, denomination, and issue date

5. Interest: Interest rate, calculation methods, payment dates and payment mechanics

6. Conversion Rights: Terms and conditions for converting bonds into shares, including conversion price and period

7. Conversion Procedures: Detailed process for exercising conversion rights and delivery of shares

8. Company Covenants: Issuer's obligations regarding business operation, maintenance of listings, and corporate actions

9. Anti-dilution Provisions: Protections against share dilution and adjustments to conversion price

10. Events of Default: Circumstances constituting default and consequences thereof

11. Bondholder Rights: Voting rights, meeting provisions, and collective action procedures

12. Transfers and Trading: Rules for transferring bonds and any trading restrictions

13. Payments: Payment mechanics, currencies, and tax provisions

14. Notices: Communication procedures between parties

15. Governing Law and Jurisdiction: Confirmation of Swiss law governance and jurisdiction for disputes

Optional Sections

1. Security: Details of any security or guarantees provided (if bonds are secured)

2. Bondholder Representative: Appointment and duties of a bondholder representative for multiple bondholders

3. Stock Exchange Listing: Provisions relating to listing of bonds on a stock exchange (if applicable)

4. US Securities Law Compliance: Required if US investors are involved or US securities laws apply

5. Subordination: Terms of subordination if the bonds are subordinated to other debt

6. Put Option: Terms allowing bondholders to require early redemption in specific circumstances

7. Call Option: Terms allowing the issuer to redeem bonds early

8. Green Bond Provisions: Special provisions if issued as green bonds or sustainability-linked bonds

Suggested Schedules

1. Form of Bond Certificate: Template for the physical bond certificate if issued

2. Conversion Notice: Form for bondholders to exercise conversion rights

3. Technical Terms of the Bonds: Detailed technical specifications including calculations and adjustments

4. Share Capital Structure: Details of the issuer's share capital and authorized shares for conversion

5. List of Existing Security: Schedule of existing security interests and permitted encumbrances

6. Form of Transfer Certificate: Template for transferring bonds between holders

7. Financial Covenants Calculations: Formulas and methods for calculating financial covenants

8. Shareholder Approval Resolution: Copy of shareholder resolution approving bond issuance and share issuance

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓƵ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

alex.den.21@genieai.co
Relevant legal definitions














































Clauses






























Relevant Industries

Technology

Biotechnology

Renewable Energy

Financial Services

Manufacturing

Healthcare

Real Estate

Infrastructure

Telecommunications

Software

E-commerce

Clean Technology

Relevant Teams

Legal

Finance

Treasury

Corporate Development

Investor Relations

Compliance

Risk Management

Board Secretariat

Corporate Finance

Executive Management

Relevant Roles

Chief Executive Officer

Chief Financial Officer

Chief Legal Officer

Corporate Treasurer

Finance Director

Investment Manager

Legal Counsel

Corporate Secretary

Financial Controller

Investment Banker

Bond Trustee

Compliance Officer

Risk Manager

Board Director

Company Secretary

Industries







Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Security Interest Contract

A Swiss law-governed agreement creating security interests over assets to secure financial obligations, establishing terms for collateral pledge and enforcement.

find out more

Personal Information Confidentiality Agreement

A Swiss law-governed confidentiality agreement for protecting personal information, ensuring compliance with Swiss FDPA and related regulations.

find out more

Data Privacy Contract

A Swiss law-governed agreement establishing data processing terms between parties, ensuring compliance with FADP and related regulations.

find out more

Broker Dealer Referral Agreement

Swiss law-governed agreement establishing terms for broker-dealer referral arrangements, ensuring compliance with Swiss financial regulations while protecting both parties' interests.

find out more

Note And Warrant Purchase Agreement

A Swiss law-governed agreement combining debt financing through notes with equity participation through warrants, typically used for growth company financing.

find out more

Commercial Pledge Agreement

A Swiss law-governed security agreement creating a pledge over commercial assets in favor of a lender or security agent, subject to Swiss Civil Code requirements.

find out more

Collateral Account Control Agreement

A Swiss law agreement establishing control mechanisms over a collateral account between an account holder, secured party, and account bank.

find out more

Credit And Security Agreement

A Swiss law-governed agreement establishing credit facility terms and related security arrangements, combining lending provisions with collateral requirements under Swiss banking regulations.

find out more

Security Control Agreement

A Swiss law-governed agreement establishing security control measures, compliance standards, and operational procedures for protecting sensitive information and systems.

find out more

Inventory Security Agreement

A Swiss law security agreement creating a security interest over a company's inventory, including provisions for monitoring and enforcement under Swiss law.

find out more

Reinsurance Security Agreement

A Swiss-law governed agreement establishing security arrangements and collateral requirements between reinsurer and cedent, ensuring regulatory compliance under Swiss insurance laws.

find out more

Debenture Subscription Agreement

A Swiss law agreement governing the terms of debenture subscription between issuers and investors, compliant with Swiss financial regulations.

find out more

Title Transfer Collateral Agreement

A Swiss law-governed agreement for transferring ownership of collateral as security for financial obligations, compliant with Swiss financial regulations and FISA.

find out more

Third Party Pledge Agreement

A Swiss law-governed security agreement where a third party pledges assets to secure another party's obligations, structured in accordance with Swiss pledge requirements.

find out more

Convertible Debenture Agreement

Swiss law-governed agreement establishing terms for a debt instrument convertible into company shares, including principal, interest, and conversion rights.

find out more

Collateral Security Agreement

A Swiss law agreement establishing security interests over collateral assets to secure specified obligations, governed by Swiss security and property laws.

find out more

Receivables Pledge Agreement

Swiss law governed security agreement creating a pledge over receivables, typically used in secured financing transactions.

find out more

Collateral Sharing Agreement

A Swiss law agreement establishing the framework for multiple creditors to share and manage security interests in collateral, defining priorities and enforcement rights under Swiss banking and security laws.

find out more

Stock Lending Agreement

Swiss law-governed agreement establishing terms for securities lending transactions, compliant with FINMA regulations and Swiss financial market legislation.

find out more

Share Security Agreement

A Swiss law-governed agreement creating security over shares as collateral for financial obligations, establishing pledge rights and enforcement mechanisms.

find out more

Promissory Note And Security Agreement

A Swiss law-governed document combining a formal promise to pay with security arrangements, establishing both debt obligations and collateral rights under Swiss legal framework.

find out more

Property Collateral Agreement

A Swiss law-governed agreement establishing security interests over real property as collateral for specified obligations, compliant with Swiss property and security laws.

find out more

Pledge And Security Agreement

A Swiss law agreement establishing security interests over assets, detailing pledge arrangements and enforcement rights in compliance with Swiss federal law.

find out more

Security Purchase Agreement

A Swiss law-governed agreement documenting the terms and conditions for the purchase and sale of securities, ensuring compliance with Swiss financial regulations and market requirements.

find out more

Security Loan Agreement

A Swiss-law governed agreement establishing terms for securities lending transactions between financial institutions, including collateral arrangements and regulatory compliance requirements.

find out more

Convertible Equity Agreement

A Swiss law investment agreement allowing conversion of investment into company equity shares under specified conditions and triggers.

find out more

Asset Pledge Agreement

A Swiss law security document creating a pledge over assets as collateral for obligations, structured in accordance with Swiss Civil Code requirements.

find out more

Warrant Purchase Agreement

A Swiss law-governed agreement establishing terms for the purchase and sale of warrants, including exercise rights and regulatory compliance requirements.

find out more

Intellectual Property Security Agreement

A Swiss law-governed agreement establishing security interests over intellectual property assets as collateral for financial obligations.

find out more

Pledge Of Shares Agreement

A Swiss law agreement creating a pledge over shares as security for specified obligations, including creation, maintenance, and enforcement provisions under Swiss law.

find out more

Loan Collateral Agreement

A Swiss law-governed agreement establishing security interests over assets to secure loan obligations, compliant with Swiss Civil Code and Code of Obligations requirements.

find out more

Film Investment Contract

A Swiss law-governed agreement establishing terms and conditions for film project investment, including financial structure, rights, and obligations.

find out more

Collateral Pledge Agreement

A Swiss law security agreement creating a pledge over assets as collateral for obligations, incorporating specific requirements under Swiss secured transactions law.

find out more

Account Pledge Agreement

A Swiss law-governed agreement establishing a pledge over bank accounts as security for financial obligations.

find out more

Loan And Security Agreement

A Swiss law-governed agreement combining loan provisions with security arrangements, detailing both lending terms and collateral requirements in a single document.

find out more

Security Sharing Agreement

A Swiss law-governed agreement establishing terms for securities sharing between financial institutions, including regulatory compliance and operational procedures.

find out more

Repurchase Agreement

Swiss law-governed agreement for securities repurchase transactions, establishing framework for secured lending through sale and repurchase of securities.

find out more

Convertible Note Purchase Agreement

A Swiss law agreement governing the issuance of convertible notes, documenting terms for debt that can convert to equity under specified conditions.

find out more

Reverse Repurchase Agreement

A Swiss law-governed agreement for reverse repo transactions, establishing terms for the sale and repurchase of securities between financial institutions.

find out more

Contract Of Sale Of Shares

A Swiss law-governed agreement documenting the sale and transfer of company shares between parties, including all essential terms and conditions of the transaction.

find out more

Negative Pledge Agreement

A Swiss law-governed agreement where a borrower commits not to create security interests over its assets in favor of third parties, protecting the lender's position.

find out more

Margin Lending Agreement

Swiss law-governed agreement establishing terms for lending against securities as collateral, with provisions for margin requirements and regulatory compliance.

find out more

Cash Collateral Agreement

A Swiss law-governed agreement establishing terms for cash collateral arrangements between parties, including provision, maintenance, and enforcement rights.

find out more

Deposit Control Agreement

A Swiss law agreement establishing control rights over deposit accounts, typically used in secured financing arrangements.

find out more

Convertible Bond Agreement

A Swiss law agreement governing the issuance of bonds convertible into company shares, detailing conversion rights, interest terms, and investor protections.

find out more

General Security Agreement

Swiss law-governed security agreement establishing security interests over specified collateral to secure obligations, compliant with Swiss Civil Code and Code of Obligations.

find out more

Collateral Agency Agreement

A Swiss law agreement establishing the appointment and duties of a collateral agent in secured financing transactions, governing the management and enforcement of security interests.

find out more

Download our whitepaper on the future of AI in Legal

By providing your email address you are consenting to our Privacy Notice.
Thank you for downloading our whitepaper. This should arrive in your inbox shortly. In the meantime, why not jump straight to a section that interests you here: /our-research
Oops! Something went wrong while submitting the form.

³Ò±ð²Ô¾±±ð’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ³Ò±ð²Ô¾±±ð’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

Our bank-grade security infrastructure undergoes regular external audits

We are ISO27001 certified, so your data is secure

Organizational security

You retain IP ownership of your documents

You have full control over your data and who gets to see it

Innovation in privacy:

Genie partnered with the Computational Privacy Department at Imperial College London

Together, we ran a £1 million research project on privacy and anonymity in legal contracts

Want to know more?

Visit our for more details and real-time security updates.

Read our Privacy Policy.