The Warrant Purchase Agreement is a sophisticated financial instrument contract used when a company wishes to issue warrants to investors, strategic partners, or employees. This agreement, governed by Swiss law, serves as the primary document establishing the terms under which warrants are issued and can be exercised. It is particularly relevant for companies seeking to raise capital, incentivize employees, or structure complex financial transactions. The document must comply with Swiss financial regulations, including the Federal Act on Financial Market Infrastructures and the Swiss Financial Market Supervision Act. The Warrant Purchase Agreement typically includes detailed provisions on exercise prices, periods, adjustment mechanisms, and transfer restrictions, while also addressing Swiss-specific regulatory requirements and market practices.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Ƶ's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Parties: Identification of the issuer and purchaser(s) of the warrants
2. Background: Context of the warrant issuance and purpose of the agreement
3. Definitions: Definitions of key terms used throughout the agreement
4. Purchase and Sale of Warrants: Core terms of the warrant purchase, including number of warrants, purchase price, and closing conditions
5. Warrant Terms: Detailed terms of the warrants, including exercise price, exercise period, and underlying securities
6. Exercise Procedures: Process and requirements for exercising the warrants
7. Representations and Warranties: Statements of fact and assurances from both parties
8. Transfer Restrictions: Limitations and conditions on the transfer of warrants
9. Registration Rights: Rights regarding the registration of underlying securities
10. Adjustments: Provisions for adjusting warrant terms in response to corporate events
11. Notices: Requirements and procedures for formal communications between parties
12. Governing Law and Jurisdiction: Specification of Swiss law as governing law and jurisdiction for disputes
13. Miscellaneous: Standard provisions including amendments, waivers, and severability
1. Anti-Dilution Provisions: Protection mechanisms against dilution of warrant value, used when specifically negotiated
2. Tag-Along Rights: Rights of warrant holders to participate in sales of securities, included when part of larger investment arrangement
3. Regulatory Compliance: Specific provisions addressing compliance with Swiss financial regulations, included when warrants are publicly traded
4. Tax Provisions: Specific tax-related terms and obligations, included when tax implications are significant
5. Employee-Specific Terms: Special provisions for employee warrant programs, included when warrants are part of employee compensation
6. Foreign Investment Provisions: Additional terms for foreign investors, included when international parties are involved
7. Confidentiality: Detailed confidentiality obligations, included when sensitive information is involved
8. Force Majeure: Provisions for unforeseen circumstances, included when specifically requested
1. Schedule A - Warrant Certificate: Form of warrant certificate including all essential terms and conditions
2. Schedule B - Notice of Exercise: Form for exercising warrants
3. Schedule C - Investment Representations: Detailed representations and warranties regarding investment status
4. Schedule D - Registration Rights Details: Detailed procedures and rights regarding registration of underlying securities
5. Schedule E - Calculation of Adjustments: Detailed methodology for calculating adjustments to warrant terms
6. Appendix 1 - Corporate Resolutions: Copies of relevant corporate approvals and resolutions
7. Appendix 2 - Regulatory Approvals: Copies of any required regulatory approvals or filings
8. Appendix 3 - Underlying Securities Details: Detailed description of the securities purchasable upon warrant exercise
Relevant legal definitions
Clauses
Relevant Industries
Financial Services
Investment Banking
Technology
Biotechnology
Manufacturing
Real Estate
Energy
Telecommunications
Healthcare
Private Equity
Venture Capital
Professional Services
Relevant Teams
Legal
Finance
Corporate Development
Treasury
Compliance
Risk Management
Corporate Secretariat
Investment Relations
Executive Leadership
Board of Directors
Relevant Roles
Chief Financial Officer
General Counsel
Corporate Secretary
Investment Banker
Financial Director
Legal Counsel
Compliance Officer
Corporate Development Manager
Treasury Manager
Equity Capital Markets Director
Investment Relations Manager
Risk Manager
Corporate Finance Manager
Securities Lawyer
Board Member
Find the exact document you need
Security Interest Contract
A Swiss law-governed agreement creating security interests over assets to secure financial obligations, establishing terms for collateral pledge and enforcement.
Download
Personal Information Confidentiality Agreement
A Swiss law-governed confidentiality agreement for protecting personal information, ensuring compliance with Swiss FDPA and related regulations.
Download
Data Privacy Contract
A Swiss law-governed agreement establishing data processing terms between parties, ensuring compliance with FADP and related regulations.
Download
Broker Dealer Referral Agreement
Swiss law-governed agreement establishing terms for broker-dealer referral arrangements, ensuring compliance with Swiss financial regulations while protecting both parties' interests.
Download
Note And Warrant Purchase Agreement
A Swiss law-governed agreement combining debt financing through notes with equity participation through warrants, typically used for growth company financing.
Download
Commercial Pledge Agreement
A Swiss law-governed security agreement creating a pledge over commercial assets in favor of a lender or security agent, subject to Swiss Civil Code requirements.
Download
Collateral Account Control Agreement
A Swiss law agreement establishing control mechanisms over a collateral account between an account holder, secured party, and account bank.
Download
Credit And Security Agreement
A Swiss law-governed agreement establishing credit facility terms and related security arrangements, combining lending provisions with collateral requirements under Swiss banking regulations.
Download
Security Control Agreement
A Swiss law-governed agreement establishing security control measures, compliance standards, and operational procedures for protecting sensitive information and systems.
Download
Inventory Security Agreement
A Swiss law security agreement creating a security interest over a company's inventory, including provisions for monitoring and enforcement under Swiss law.
Download
Reinsurance Security Agreement
A Swiss-law governed agreement establishing security arrangements and collateral requirements between reinsurer and cedent, ensuring regulatory compliance under Swiss insurance laws.
Download
Debenture Subscription Agreement
A Swiss law agreement governing the terms of debenture subscription between issuers and investors, compliant with Swiss financial regulations.
Download
Title Transfer Collateral Agreement
A Swiss law-governed agreement for transferring ownership of collateral as security for financial obligations, compliant with Swiss financial regulations and FISA.
Download
Third Party Pledge Agreement
A Swiss law-governed security agreement where a third party pledges assets to secure another party's obligations, structured in accordance with Swiss pledge requirements.
Download
Convertible Debenture Agreement
Swiss law-governed agreement establishing terms for a debt instrument convertible into company shares, including principal, interest, and conversion rights.
Download
Collateral Security Agreement
A Swiss law agreement establishing security interests over collateral assets to secure specified obligations, governed by Swiss security and property laws.
Download
Receivables Pledge Agreement
Swiss law governed security agreement creating a pledge over receivables, typically used in secured financing transactions.
Download
Master Security Agreement
Swiss law-governed security agreement establishing and regulating security interests over various assets to secure financial obligations.
Download
Collateral Sharing Agreement
A Swiss law agreement establishing the framework for multiple creditors to share and manage security interests in collateral, defining priorities and enforcement rights under Swiss banking and security laws.
Download
Stock Lending Agreement
Swiss law-governed agreement establishing terms for securities lending transactions, compliant with FINMA regulations and Swiss financial market legislation.
Download
Share Security Agreement
A Swiss law-governed agreement creating security over shares as collateral for financial obligations, establishing pledge rights and enforcement mechanisms.
Download
Promissory Note And Security Agreement
A Swiss law-governed document combining a formal promise to pay with security arrangements, establishing both debt obligations and collateral rights under Swiss legal framework.
Download
Property Collateral Agreement
A Swiss law-governed agreement establishing security interests over real property as collateral for specified obligations, compliant with Swiss property and security laws.
Download
Pledge And Security Agreement
A Swiss law agreement establishing security interests over assets, detailing pledge arrangements and enforcement rights in compliance with Swiss federal law.
Download
Security Purchase Agreement
A Swiss law-governed agreement documenting the terms and conditions for the purchase and sale of securities, ensuring compliance with Swiss financial regulations and market requirements.
Download
Security Loan Agreement
A Swiss-law governed agreement establishing terms for securities lending transactions between financial institutions, including collateral arrangements and regulatory compliance requirements.
Download
Master Repurchase Agreement
Swiss law-governed framework agreement for repurchase transactions between financial institutions, incorporating Swiss regulatory requirements and market practices.
Download
Convertible Equity Agreement
A Swiss law investment agreement allowing conversion of investment into company equity shares under specified conditions and triggers.
Download
Asset Pledge Agreement
A Swiss law security document creating a pledge over assets as collateral for obligations, structured in accordance with Swiss Civil Code requirements.
Download
Warrant Purchase Agreement
A Swiss law-governed agreement establishing terms for the purchase and sale of warrants, including exercise rights and regulatory compliance requirements.
Download
Intellectual Property Security Agreement
A Swiss law-governed agreement establishing security interests over intellectual property assets as collateral for financial obligations.
Download
Pledge Of Shares Agreement
A Swiss law agreement creating a pledge over shares as security for specified obligations, including creation, maintenance, and enforcement provisions under Swiss law.
Download
Loan Collateral Agreement
A Swiss law-governed agreement establishing security interests over assets to secure loan obligations, compliant with Swiss Civil Code and Code of Obligations requirements.
Download
Film Investment Contract
A Swiss law-governed agreement establishing terms and conditions for film project investment, including financial structure, rights, and obligations.
Download
Collateral Pledge Agreement
A Swiss law security agreement creating a pledge over assets as collateral for obligations, incorporating specific requirements under Swiss secured transactions law.
Download
Account Pledge Agreement
A Swiss law-governed agreement establishing a pledge over bank accounts as security for financial obligations.
Download
Loan And Security Agreement
A Swiss law-governed agreement combining loan provisions with security arrangements, detailing both lending terms and collateral requirements in a single document.
Download
Security Sharing Agreement
A Swiss law-governed agreement establishing terms for securities sharing between financial institutions, including regulatory compliance and operational procedures.
Download
Repurchase Agreement
Swiss law-governed agreement for securities repurchase transactions, establishing framework for secured lending through sale and repurchase of securities.
Download
Convertible Note Purchase Agreement
A Swiss law agreement governing the issuance of convertible notes, documenting terms for debt that can convert to equity under specified conditions.
Download
ұԾ’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; ұԾ’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)