The Stock Lending Agreement is a critical document used in Swiss financial markets to facilitate the temporary transfer of securities between financial institutions. It is particularly relevant when institutions need to cover short positions, support market-making activities, or generate additional revenue from their securities holdings. The agreement must comply with Swiss regulatory requirements, including FINMA regulations, the Federal Act on Financial Market Infrastructures, and the Swiss Federal Code of Obligations. It includes detailed provisions for collateral management, risk mitigation, corporate actions processing, and default handling. This document is essential for financial institutions operating in Switzerland and must incorporate specific Swiss legal requirements regarding financial contracts, securities transfers, and regulatory reporting obligations.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Ƶ's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Parties: Identification of the lender and borrower, including full legal names, registration details, and addresses
2. Background: Context of the agreement, establishing the parties' intentions to enter into securities lending transactions
3. Definitions: Comprehensive list of defined terms used throughout the agreement
4. Loans of Securities: Core provisions governing the lending and borrowing of securities, including initiation process and confirmation requirements
5. Transfer of Securities: Mechanics and procedures for transferring securities between parties
6. Collateral Requirements: Provisions regarding posting, maintaining, and returning collateral, including margin requirements
7. Income and Corporate Actions: Treatment of dividends, interest, rights issues and other corporate actions affecting borrowed securities
8. Fees and Charges: Lending fees, rates, payment mechanisms and timing
9. Tax Provisions: Treatment of withholding tax, tax credits, and manufactured payments
10. Representations and Warranties: Standard representations by both parties regarding capacity, authority, and compliance
11. Events of Default: Definition of default events and consequences
12. Termination: Provisions for ending individual loans and the agreement itself
13. Set-off Rights: Rights to set off obligations between parties
14. Governing Law and Jurisdiction: Swiss law as governing law and jurisdiction provisions
1. Agency Provisions: Required when either party acts as agent for multiple principals
2. Custody Arrangements: Needed when involving third-party custodians for securities or collateral
3. Electronic Trading Platform: Required when transactions will be executed through specific trading platforms
4. Special Custody Requirements: Needed for specific types of securities requiring special handling
5. Triparty Arrangements: Required when using triparty collateral management services
6. Buy-in Procedures: Detailed procedures for buy-in rights, if not covered in main sections
1. Schedule A - Eligible Securities: List of securities eligible for lending under the agreement
2. Schedule B - Eligible Collateral: Approved forms of collateral and applicable haircuts
3. Schedule C - Fee Schedule: Detailed breakdown of fees, rates and charges
4. Schedule D - Standard Settlement Instructions: Account details and settlement procedures for both parties
5. Schedule E - Forms of Notices: Standard forms for borrowing requests, recalls, and other notices
6. Appendix 1 - Tax Documentation: Required tax forms and documentation
7. Appendix 2 - Contact Details: List of authorized personnel and contact information for both parties
Relevant legal definitions
Clauses
Relevant Industries
Banking
Asset Management
Securities Services
Investment Banking
Insurance
Pension Funds
Hedge Funds
Wealth Management
Financial Market Infrastructure
Broker-Dealer Services
Relevant Teams
Legal
Securities Operations
Collateral Management
Trading
Risk Management
Compliance
Securities Lending
Portfolio Management
Settlement
Client Relations
Product Management
Operations
Documentation
Relevant Roles
Legal Counsel
Securities Operations Manager
Collateral Manager
Trading Desk Manager
Risk Manager
Compliance Officer
Securities Lending Trader
Portfolio Manager
Settlement Officer
Relationship Manager
Product Manager - Securities Services
Head of Trading
Chief Operating Officer
Chief Risk Officer
Legal Documentation Specialist
Find the exact document you need
Security Interest Contract
A Swiss law-governed agreement creating security interests over assets to secure financial obligations, establishing terms for collateral pledge and enforcement.
Download
Personal Information Confidentiality Agreement
A Swiss law-governed confidentiality agreement for protecting personal information, ensuring compliance with Swiss FDPA and related regulations.
Download
Data Privacy Contract
A Swiss law-governed agreement establishing data processing terms between parties, ensuring compliance with FADP and related regulations.
Download
Broker Dealer Referral Agreement
Swiss law-governed agreement establishing terms for broker-dealer referral arrangements, ensuring compliance with Swiss financial regulations while protecting both parties' interests.
Download
Note And Warrant Purchase Agreement
A Swiss law-governed agreement combining debt financing through notes with equity participation through warrants, typically used for growth company financing.
Download
Commercial Pledge Agreement
A Swiss law-governed security agreement creating a pledge over commercial assets in favor of a lender or security agent, subject to Swiss Civil Code requirements.
Download
Collateral Account Control Agreement
A Swiss law agreement establishing control mechanisms over a collateral account between an account holder, secured party, and account bank.
Download
Credit And Security Agreement
A Swiss law-governed agreement establishing credit facility terms and related security arrangements, combining lending provisions with collateral requirements under Swiss banking regulations.
Download
Security Control Agreement
A Swiss law-governed agreement establishing security control measures, compliance standards, and operational procedures for protecting sensitive information and systems.
Download
Inventory Security Agreement
A Swiss law security agreement creating a security interest over a company's inventory, including provisions for monitoring and enforcement under Swiss law.
Download
Reinsurance Security Agreement
A Swiss-law governed agreement establishing security arrangements and collateral requirements between reinsurer and cedent, ensuring regulatory compliance under Swiss insurance laws.
Download
Debenture Subscription Agreement
A Swiss law agreement governing the terms of debenture subscription between issuers and investors, compliant with Swiss financial regulations.
Download
Title Transfer Collateral Agreement
A Swiss law-governed agreement for transferring ownership of collateral as security for financial obligations, compliant with Swiss financial regulations and FISA.
Download
Third Party Pledge Agreement
A Swiss law-governed security agreement where a third party pledges assets to secure another party's obligations, structured in accordance with Swiss pledge requirements.
Download
Convertible Debenture Agreement
Swiss law-governed agreement establishing terms for a debt instrument convertible into company shares, including principal, interest, and conversion rights.
Download
Collateral Security Agreement
A Swiss law agreement establishing security interests over collateral assets to secure specified obligations, governed by Swiss security and property laws.
Download
Receivables Pledge Agreement
Swiss law governed security agreement creating a pledge over receivables, typically used in secured financing transactions.
Download
Master Security Agreement
Swiss law-governed security agreement establishing and regulating security interests over various assets to secure financial obligations.
Download
Collateral Sharing Agreement
A Swiss law agreement establishing the framework for multiple creditors to share and manage security interests in collateral, defining priorities and enforcement rights under Swiss banking and security laws.
Download
Stock Lending Agreement
Swiss law-governed agreement establishing terms for securities lending transactions, compliant with FINMA regulations and Swiss financial market legislation.
Download
Share Security Agreement
A Swiss law-governed agreement creating security over shares as collateral for financial obligations, establishing pledge rights and enforcement mechanisms.
Download
Promissory Note And Security Agreement
A Swiss law-governed document combining a formal promise to pay with security arrangements, establishing both debt obligations and collateral rights under Swiss legal framework.
Download
Property Collateral Agreement
A Swiss law-governed agreement establishing security interests over real property as collateral for specified obligations, compliant with Swiss property and security laws.
Download
Pledge And Security Agreement
A Swiss law agreement establishing security interests over assets, detailing pledge arrangements and enforcement rights in compliance with Swiss federal law.
Download
Security Purchase Agreement
A Swiss law-governed agreement documenting the terms and conditions for the purchase and sale of securities, ensuring compliance with Swiss financial regulations and market requirements.
Download
Security Loan Agreement
A Swiss-law governed agreement establishing terms for securities lending transactions between financial institutions, including collateral arrangements and regulatory compliance requirements.
Download
Master Repurchase Agreement
Swiss law-governed framework agreement for repurchase transactions between financial institutions, incorporating Swiss regulatory requirements and market practices.
Download
Convertible Equity Agreement
A Swiss law investment agreement allowing conversion of investment into company equity shares under specified conditions and triggers.
Download
Asset Pledge Agreement
A Swiss law security document creating a pledge over assets as collateral for obligations, structured in accordance with Swiss Civil Code requirements.
Download
Warrant Purchase Agreement
A Swiss law-governed agreement establishing terms for the purchase and sale of warrants, including exercise rights and regulatory compliance requirements.
Download
Intellectual Property Security Agreement
A Swiss law-governed agreement establishing security interests over intellectual property assets as collateral for financial obligations.
Download
Pledge Of Shares Agreement
A Swiss law agreement creating a pledge over shares as security for specified obligations, including creation, maintenance, and enforcement provisions under Swiss law.
Download
Loan Collateral Agreement
A Swiss law-governed agreement establishing security interests over assets to secure loan obligations, compliant with Swiss Civil Code and Code of Obligations requirements.
Download
Film Investment Contract
A Swiss law-governed agreement establishing terms and conditions for film project investment, including financial structure, rights, and obligations.
Download
Collateral Pledge Agreement
A Swiss law security agreement creating a pledge over assets as collateral for obligations, incorporating specific requirements under Swiss secured transactions law.
Download
Account Pledge Agreement
A Swiss law-governed agreement establishing a pledge over bank accounts as security for financial obligations.
Download
Loan And Security Agreement
A Swiss law-governed agreement combining loan provisions with security arrangements, detailing both lending terms and collateral requirements in a single document.
Download
Security Sharing Agreement
A Swiss law-governed agreement establishing terms for securities sharing between financial institutions, including regulatory compliance and operational procedures.
Download
Repurchase Agreement
Swiss law-governed agreement for securities repurchase transactions, establishing framework for secured lending through sale and repurchase of securities.
Download
Convertible Note Purchase Agreement
A Swiss law agreement governing the issuance of convertible notes, documenting terms for debt that can convert to equity under specified conditions.
Download
ұԾ’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; ұԾ’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)