Create a bespoke document in minutes, Â or upload and review your own.
Get your first 2 documents free
Your data doesn't train Genie's AI
You keep IP ownership of your information
Investment Agency Agreement
"I need an Investment Agency Agreement for a South African wealth management firm acting as an agent for high-net-worth international clients, with specific provisions for forex trading and offshore investments, to be implemented by March 2025."
1. Parties: Identification of the Principal and the Investment Agent, including registration numbers and regulatory licenses
2. Background: Context of the agreement, including the Agent's qualifications and the Principal's investment objectives
3. Definitions and Interpretation: Definitions of key terms and interpretation rules, including regulatory terms from FAIS Act
4. Appointment and Scope: Formal appointment of the Agent and detailed scope of investment agency services
5. Regulatory Compliance: Obligations under FAIS Act, FICA, and other relevant legislation
6. Agent's Duties and Responsibilities: Detailed obligations including due diligence, reporting, and fiduciary duties
7. Principal's Obligations: Principal's responsibilities including information provision and cooperation
8. Investment Parameters: Agreed investment criteria, limitations, and risk parameters
9. Fees and Commissions: Fee structure, payment terms, and commission arrangements
10. Reporting and Communication: Regular reporting requirements and communication protocols
11. Risk Disclosures: Mandatory risk warnings and acknowledgments
12. Confidentiality: Confidentiality obligations and data protection requirements under POPIA
13. Duration and Termination: Term of agreement and termination provisions
14. General Provisions: Standard clauses including notices, governing law, and dispute resolution
1. International Investments: Additional provisions for foreign investments, including exchange control compliance
2. Specialized Investment Products: Specific terms for particular investment types (derivatives, private equity, etc.)
3. Sub-Agency Arrangements: Terms governing the appointment of sub-agents if permitted
4. Performance Targets: Optional performance metrics and related incentives
5. Insurance Requirements: Specific insurance obligations beyond regulatory minimums
6. Force Majeure: Provisions for handling extraordinary market events or circumstances
7. Non-Competition: Restrictions on competitive activities if relevant to the relationship
1. Schedule 1: Investment Mandate: Detailed investment objectives, strategy, and restrictions
2. Schedule 2: Fee Schedule: Comprehensive breakdown of fees, charges, and commission structures
3. Schedule 3: Authorized Representatives: List of authorized personnel from both parties
4. Schedule 4: Reporting Templates: Standard formats for regular reporting requirements
5. Schedule 5: Compliance Documentation: Required regulatory forms and compliance certificates
6. Schedule 6: Risk Disclosure Statement: Detailed risk warnings and acknowledgments
7. Appendix A: FICA Requirements: Checklist of required FICA documentation and procedures
8. Appendix B: Investment Products: List of approved investment products and their characteristics
Authors
Financial Services
Investment Management
Wealth Management
Asset Management
Private Banking
Corporate Finance
Pension Fund Management
Trust Services
Private Equity
Insurance
Real Estate Investment
Capital Markets
Legal
Compliance
Investment Management
Risk Management
Client Services
Operations
Portfolio Administration
Wealth Management
Asset Management
Financial Advisory
Investment Analysis
Fund Administration
Investment Manager
Financial Advisor
Compliance Officer
Legal Counsel
Portfolio Manager
Wealth Manager
Risk Manager
Investment Consultant
Chief Investment Officer
Financial Services Representative
Trust Administrator
Investment Analyst
Asset Manager
Fund Manager
Client Relationship Manager
Investment Operations Manager
Find the exact document you need
Investment Contract For Small Business
A South African law-governed agreement facilitating investment in small businesses, defining investment terms and regulatory compliance requirements.
Treasury Repurchase Agreement
A South African law-governed agreement for securities repurchase transactions between financial institutions, establishing terms for sale and repurchase of securities with associated collateral arrangements.
Term Sheet For Share Purchase Agreement
A preliminary agreement under South African law outlining key terms and conditions for a proposed share purchase transaction, serving as the foundation for the final Share Purchase Agreement.
Investment Protection Agreement
A South African law-governed agreement establishing investment protection framework and investor rights, ensuring compliance with local investment protection legislation and regulatory requirements.
Bilateral Investment Agreement
A South African law-governed agreement establishing investment terms and protections between two parties, typically involving foreign investment into South African entities or projects.
Shareholders Agreement And Share Subscription Agreement
South African combined Shareholders and Share Subscription Agreement governing new investments and ongoing shareholder relationships.
Redeemable Preference Share Agreement
South African law-governed agreement establishing terms for redeemable preference shares, including dividend rights and redemption mechanisms.
Purchase Of Shares Agreement
A South African law-governed agreement documenting the terms and conditions for the sale and purchase of shares in a company.
Memorandum Of Agreement For Investment
A South African law-governed agreement establishing terms and conditions for investment arrangements, including regulatory compliance and investor protections.
Letter Of Investment Agreement
A formal document governed by South African law that establishes the terms and conditions of an investment transaction between investors and recipients.
Deed Of Sale Of Shares Of Stock
A South African legal document that facilitates and formalizes the transfer of company shares between parties, ensuring compliance with local company law and regulations.
Business Investment Contract
A South African law-governed agreement establishing terms and conditions for business investment, including investment structure, shareholder rights, and regulatory compliance.
Stock Share Agreement
A South African law-governed agreement detailing the terms and conditions for the sale and transfer of company shares between parties.
Return On Investment Contract
A South African law-governed agreement establishing investment terms, returns calculation, and payment conditions between investors and investment recipients.
Preference Share Agreement
A South African law-governed agreement establishing the terms and conditions for preference shares, including rights, privileges, and obligations of the issuing company and shareholders.
Non Discretionary Investment Advisory Agreement
A South African law-governed agreement for non-discretionary investment advisory services, compliant with FAIS Act requirements.
Loss Share Agreement
A South African law-governed agreement establishing terms for sharing losses between financial institutions on specified assets or portfolios.
Investment Mandate Agreement
A South African law-governed agreement establishing an investment management relationship between an investment manager and client, compliant with FAIS Act requirements.
Discretionary Investment Advisory Agreement
A South African law-governed agreement establishing terms for discretionary investment management services between a licensed financial advisor and client, compliant with FAIS Act requirements.
Agreement For Transfer Of Shares
A South African law-governed agreement that documents and formalizes the transfer of shares between a seller and purchaser, ensuring legal compliance and protecting both parties' interests.
Agreement For Sale Of Shares
A South African law-governed agreement documenting the terms and conditions for the sale and transfer of shares between parties, ensuring legal compliance and protection of both seller and purchaser interests.
Letter Of Intent To Purchase Stock
A preliminary document under South African law expressing intent to purchase company shares, outlining key terms and conditions of the proposed transaction.
Event Investment Contract
A South African law-governed agreement establishing terms for event investment, including financial commitments, operational requirements, and regulatory compliance.
Artist Investment Agreement
A South African law-governed agreement establishing terms for investment in an artist's career, including funding, revenue sharing, and mutual obligations.
Phantom Stock Option Agreement
A South African law-governed agreement establishing phantom stock options as employee compensation, providing synthetic equity benefits without actual share transfer.
Restaurant Investment Agreement
A South African law-governed agreement establishing terms for restaurant business investment, including operational, regulatory, and financial provisions.
Real Estate Investment Partnership Agreement
A South African law-governed agreement establishing a partnership structure for real estate investment, defining terms for resource pooling, management, and profit sharing.
Debt Investment Agreement
A South African law-governed agreement establishing terms for debt investment, including loan terms, security arrangements, and party obligations.
Cornerstone Investment Agreement
A South African law-governed agreement establishing terms for a cornerstone investment in a company, including investment structure, subscription terms, and investor rights.
Bond Repurchase Agreement
A South African law-governed agreement establishing terms for securities sale and repurchase transactions, compliant with local financial markets legislation.
Property Investment Contract
A South African law-governed agreement establishing terms and conditions for property investment transactions, including investment structure, rights, and obligations of all parties.
Partnership Agreement On Investment And Financial Cooperation
A South African law-governed agreement establishing partnership terms for investment and financial cooperation, including capital commitments, management rights, and profit-sharing arrangements.
Investment Club Partnership Agreement
A South African law-governed agreement establishing an investment club partnership, detailing partner relationships, investment terms, and operational procedures.
Mezzanine Debt Term Sheet
South African law-governed term sheet outlining key terms for mezzanine debt financing, combining debt and equity characteristics for flexible capital solutions.
Investment Trust Agreement
A South African law-governed agreement establishing and regulating an investment trust, defining its structure, governance, and investment parameters.
Investment Agency Agreement
A South African law-governed agreement establishing the terms for investment agency services, compliant with FAIS Act and financial regulations.
Friends And Family Investment Agreement
South African legal agreement formalizing investment arrangements between friends and family members, outlining terms, conditions, and protections for all parties involved.
Profit Sharing Agreement For Investors
A South African law-governed agreement establishing profit sharing arrangements between investors and a business entity, including investment terms, distribution mechanisms, and regulatory compliance requirements.
Stock Subscription Agreement
A South African law-governed agreement detailing terms and conditions for new share subscription in a company, including share details, price, and parties' rights and obligations.
Letter Of Intent For Purchase Of Commercial Property
A preliminary document under South African law expressing intent to purchase commercial property and outlining key terms for negotiation.
Investment Guarantee Agreement
A South African law-governed agreement providing investment protection and guarantees, outlining risk coverage and claim procedures for investments in South Africa.
Co Investment Agreement
A South African law-governed agreement establishing terms for multiple investors to jointly invest in a target company, including regulatory compliance and investment structures.
Stock Transfer Agreement
A South African law-governed agreement facilitating the legal transfer of shares between parties, ensuring compliance with local company and securities laws.
Company Share Agreement
A South African law-governed agreement establishing terms for company share transfers, aligned with the Companies Act 71 of 2008 and related legislation.
Share Lending Agreement
A South African law-governed agreement facilitating the temporary transfer of securities between parties in exchange for collateral and fees, compliant with local financial markets legislation.
Real Estate Investment Agreement
South African legal agreement governing real estate investment terms and conditions, compliant with local property and investment laws.
Convertible Note Purchase Agreement
A South African law-governed agreement for the issuance of convertible notes that can convert into equity, typically used in early-stage company financing.
Stock Buyback Agreement
A South African law-governed agreement for a company to repurchase its own shares from existing shareholders, ensuring compliance with Companies Act requirements and regulatory standards.
Shareholder Investment Agreement
A South African law-governed agreement detailing terms and conditions for share investment, including shareholder rights, obligations, and regulatory compliance requirements.
Private Placement Agreement
A South African law-governed agreement for private securities offerings to selected investors, detailing investment terms and regulatory compliance requirements.
Stock Swap Agreement
A South African law-governed agreement facilitating the exchange of shares between entities, detailing swap terms and regulatory compliance requirements.
Investment Partnership Agreement
A South African law-governed agreement establishing an investment partnership, detailing capital contributions, profit sharing, and investment parameters.
Share Subscription Agreement
A South African law-governed agreement documenting terms and conditions for new share issuance and subscription between a company and investor(s).
Investment Agreement Between Two Parties
A South African law-governed agreement establishing terms and conditions for an investment transaction between two parties, including investment structure, rights, and obligations.
Advisory Shares Agreement
A South African law-governed agreement establishing terms for advisors receiving company shares in exchange for strategic guidance and services.
Download our whitepaper on the future of AI in Legal
³Ò±ð²Ô¾±±ð’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; ³Ò±ð²Ô¾±±ð’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
Our bank-grade security infrastructure undergoes regular external audits
We are ISO27001 certified, so your data is secure
Organizational security
You retain IP ownership of your documents
You have full control over your data and who gets to see it
Innovation in privacy:
Genie partnered with the Computational Privacy Department at Imperial College London
Together, we ran a £1 million research project on privacy and anonymity in legal contracts
Want to know more?
Visit our for more details and real-time security updates.
Read our Privacy Policy.