Securities and Futures Act (SFA): Primary legislation governing securities, futures, and financial services in Singapore. Establishes licensing requirements, market conduct rules, and regulatory framework.
Financial Advisers Act (FAA): Regulatory framework for financial advisory services in Singapore, including licensing requirements and conduct of business regulations.
MAS Guidelines and Notices: Regulatory guidelines and notices issued by the Monetary Authority of Singapore that provide detailed requirements for financial institutions and intermediaries.
MAS Notice SFA04-N02: Specific notice on Prevention of Money Laundering and Countering the Financing of Terrorism, outlining AML/CFT obligations for financial institutions.
Personal Data Protection Act 2012: Legislative framework governing the collection, use, disclosure, and care of personal data in Singapore.
Contract Law (Chapter 53): Singapore's primary legislation governing contract formation, enforcement, and general contractual obligations.
Consumer Protection (Fair Trading) Act: Legislation protecting consumers against unfair practices and providing additional rights in consumer transactions.
Arbitration Act: Legal framework governing arbitration proceedings in Singapore, important for dispute resolution clauses.
Employment Act: Primary legislation governing employment relationships and rights in Singapore, relevant if the introducing broker relationship involves employment elements.
Corruption, Drug Trafficking and Other Serious Crimes Act: Legislation dealing with money laundering offenses and confiscation of benefits from criminal conduct.
