Securities and Futures Act (SFA): Primary legislation governing securities and futures markets, including licensing requirements for brokers and trading regulations in Singapore
Financial Advisers Act (FAA): Key legislation regulating financial advisory services and requirements for financial advisers in Singapore
Companies Act: Fundamental legislation governing corporate entities and their operations in Singapore
Personal Data Protection Act (PDPA): Legislation governing the collection, use, and disclosure of personal data, essential for client data protection
MAS Guidelines: Regulatory guidelines issued by the Monetary Authority of Singapore providing detailed compliance requirements
MAS Notice SFA 04-N12: Specific notice on risk disclosure requirements for trading in securities, futures and other investment products
MAS Guidelines on Standards of Conduct: Guidelines specifying expected standards of conduct for financial advisers and brokers
Securities and Futures (Licensing and Conduct of Business) Regulations: Detailed regulations on licensing requirements and business conduct for securities and futures trading
Financial Advisers Regulations: Specific regulations governing the conduct and operations of financial advisers
SGX Trading Rules: Rules and regulations specific to trading on the Singapore Exchange
MAS Notice SFA04-N02: Requirements for Prevention of Money Laundering and Countering the Financing of Terrorism
Accredited Investor Framework: Rules and criteria for classification of accredited investors and associated regulatory treatment
Consumer Protection (Fair Trading) Act: Legislation ensuring fair trading practices and consumer protection in financial services
MAS Guidelines on Fair Dealing: Guidelines ensuring fair dealing with customers in the financial industry
