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Introducer Agreement Commission

Introducer Agreement Commission Template for Netherlands

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Key Requirements PROMPT example:

Introducer Agreement Commission

"I need a Dutch law Introducer Agreement Commission for our fintech company to engage independent financial advisors who will introduce high-net-worth clients to our investment platform, with a tiered commission structure based on investment amounts and a focus on GDPR compliance."

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Document background
The Introducer Agreement Commission is essential for businesses operating in the Netherlands that rely on third-party introducers or referrers to expand their client base. This document is particularly relevant when establishing formal referral relationships that involve commission payments and must comply with Dutch financial regulations and EU data protection laws. The agreement sets out the framework for how introducers can represent the company, the process for client introductions, commission calculations, payment terms, and compliance requirements. It's specifically designed to address Dutch legal requirements, including financial supervision laws (Wft) where applicable, and includes necessary GDPR provisions for data sharing. The document is crucial for businesses seeking to formalize their referral networks while maintaining regulatory compliance and protecting all parties' interests.
Suggested Sections

1. Parties: Identification of the Company and the Introducer, including full legal names, registration details, and addresses

2. Background: Context of the agreement, nature of the Company's business, and purpose of the introduction services

3. Definitions: Key terms used throughout the agreement, including 'Introduced Client', 'Services', 'Commission', and 'Successful Introduction'

4. Appointment and Scope: Terms of the Introducer's appointment, territory, and scope of introduction services

5. Introducer's Obligations: Key responsibilities, including client screening, information provision, and compliance with regulations

6. Company's Obligations: Company's commitments regarding client treatment, service delivery, and communication

7. Commission Structure: Detailed commission calculations, payment terms, and conditions for commission eligibility

8. Regulatory Compliance: Compliance requirements under Dutch financial regulations and anti-money laundering laws

9. Data Protection: GDPR compliance measures and data handling procedures

10. Term and Termination: Duration of the agreement and termination provisions

11. Confidentiality: Protection of confidential information and trade secrets

12. General Provisions: Standard clauses including governing law, jurisdiction, and entire agreement

Optional Sections

1. Non-Compete: Restrictions on Introducer's activities with competitors, optional based on business relationship

2. Training and Support: Details of any training or support provided by the Company to the Introducer

3. Marketing Guidelines: Rules for using Company's brand and marketing materials, if applicable

4. Service Levels: Specific performance metrics and standards, if required

5. Dispute Resolution: Alternative dispute resolution procedures, if preferred over standard court proceedings

6. Insurance Requirements: Specific insurance coverage requirements, if needed for the industry

7. Cross-Border Provisions: Additional terms for international introductions, if applicable

Suggested Schedules

1. Schedule 1 - Commission Rates: Detailed breakdown of commission rates, tiers, and calculation methods

2. Schedule 2 - Introduced Client Information Requirements: Required information and documentation for client introductions

3. Schedule 3 - Compliance Procedures: Detailed compliance procedures and checklists

4. Schedule 4 - Reporting Templates: Standard forms for introduction reports and commission calculations

5. Appendix A - Approved Marketing Materials: Pre-approved marketing materials and usage guidelines

6. Appendix B - Data Processing Agreement: Detailed GDPR-compliant data processing terms and procedures

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓƵ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

alex.den.21@genieai.co
Relevant legal definitions









































Clauses




































Relevant Industries

Financial Services

Professional Services

Insurance

Real Estate

Investment Management

Banking

Technology Services

Business Consulting

Wealth Management

Corporate Services

Relevant Teams

Legal

Compliance

Business Development

Sales

Finance

Operations

Risk Management

Data Protection

Commercial

Partner Relations

Relevant Roles

Business Development Manager

Legal Counsel

Compliance Manager

Commercial Director

Partnership Manager

Sales Director

Chief Financial Officer

Relationship Manager

Operations Director

Risk Manager

Data Protection Officer

Channel Manager

Industries







Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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