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Senior Management Review for the United Kingdom

Senior Management Review Template for England and Wales

A comprehensive performance review template designed for senior management personnel, compliant with English and Welsh employment law. The document provides a structured framework for evaluating senior executives' performance, setting objectives, and planning development opportunities while ensuring compliance with regulatory requirements and corporate governance standards. It includes provisions for both qualitative and quantitative assessment metrics, risk management evaluation, and strategic leadership capabilities.

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What is a Senior Management Review?

The Senior Management Review Template is designed to facilitate consistent and comprehensive performance evaluations of senior executives under English and Welsh law. It provides a standardized approach to assessing leadership effectiveness, strategic decision-making, and achievement of business objectives. The template ensures compliance with regulatory requirements while incorporating best practices in performance management and professional development. It is particularly valuable for organizations seeking to maintain transparent and objective review processes for their senior leadership team.

What sections should be included in a Senior Management Review?

1. Employee Information: Basic details including name, position, department, and review period

2. Performance Assessment: Evaluation against predetermined KPIs and objectives, including scoring and rating system

3. Goal Achievement Review: Detailed review of previous period's goals and their completion status with supporting evidence

4. Core Competencies Evaluation: Assessment of key leadership and management competencies required for senior role

5. Future Objectives: Setting of SMART goals and targets for the next review period aligned with business strategy

6. Development Plan: Identification of training needs, career progression opportunities, and succession planning

7. Review Sign-off: Formal acknowledgment and signatures from all parties involved in the review process

What sections are optional to include in a Senior Management Review?

1. Regulatory Compliance Assessment: Evaluation of adherence to regulatory requirements and responsibilities, specifically for regulated industries

2. Risk Management Review: Assessment of risk management duties and effectiveness in managing organizational risks

3. Team Leadership Evaluation: Review of management capabilities, team performance, and leadership effectiveness

4. Strategic Impact Assessment: Evaluation of contribution to organizational strategy and business objectives

5. 360-Degree Feedback Summary: Compilation of feedback from peers, direct reports, and other stakeholders

What schedules should be included in a Senior Management Review?

1. Schedule A - Performance Metrics: Detailed breakdown of KPIs, measurement criteria, and scoring methodology

2. Schedule B - Development Plan Details: Comprehensive outline of agreed training, development activities, and timeline

3. Schedule C - Compensation Review: Documentation of salary review, benefits assessment, and any performance-related rewards

4. Schedule D - Previous Review Summary: Summary of previous review period's achievements and development areas

5. Schedule E - Compliance Requirements: List of specific regulatory and compliance obligations relevant to the role

Authors

Alex Denne

Head of Growth (Open Source Law) @ Ƶ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

England and Wales

Publisher

Ƶ

Cost

Free to use
Relevant legal definitions

























Clauses




























Industries

Employment Rights Act 1996: Primary legislation governing employment rights in England and Wales, setting out fundamental employment protections and obligations for senior management reviews

Equality Act 2010: Ensures non-discriminatory practices in performance reviews and prevents unfair treatment based on protected characteristics

Companies Act 2006: Relevant for director-level reviews, outlining statutory duties and responsibilities of company directors

Data Protection Act 2018: Regulates how personal information in performance reviews must be handled, stored, and processed

UK General Data Protection Regulation: Provides framework for data protection and privacy in handling personal information during review processes

Human Rights Act 1998: Ensures review processes respect fundamental human rights and dignity in the workplace

Financial Services and Markets Act 2000: Relevant for senior management in financial services, setting regulatory framework for financial sector reviews

Senior Managers and Certification Regime: Specific requirements for reviewing and certifying senior managers in regulated financial services firms

UK Corporate Governance Code: Best practice guidelines for corporate governance including senior management oversight and evaluation

Companies (Miscellaneous Reporting) Regulations 2018: Requirements for reporting on corporate governance arrangements and executive review outcomes

Health and Safety at Work Act 1974: Consideration of senior management's role in maintaining workplace health and safety standards

Management of Health and Safety at Work Regulations 1999: Specific obligations for managing health and safety risks that should be considered in management reviews

Public Interest Disclosure Act 1998: Protections for whistleblowers and consideration of whistleblowing responsibilities in senior management roles

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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