Companies Act 2006: Primary legislation governing company operations, including share capital, allotment of shares, registration requirements, and directors' duties and corporate authority
Financial Services and Markets Act 2000 (FSMA): Key financial services legislation covering financial promotion restrictions, requirements for regulated activities, and prospectus requirements
Financial Services Act 2012: Updates to FSMA provisions and establishes the financial regulatory structure
FCA Handbook: Regulatory framework including PROD (Product Intervention and Product Governance) and COBS (Conduct of Business Sourcebook)
UK Prospectus Regulation: Retained EU law covering requirements for public offerings and exemptions from prospectus requirements
Law of Property (Miscellaneous Provisions) Act 1989: Fundamental contract law principles affecting the formation and execution of agreements
Consumer Credit Act 1974: Legislation governing regulated credit agreements, may be applicable depending on note characteristics
Money Laundering Regulations 2017: Requirements for due diligence and compliance obligations in financial transactions
UK Market Abuse Regulation: Retained EU law covering inside information and market manipulation provisions
Income Tax Act 2007: Tax legislation affecting the treatment of income from notes and securities
Corporation Tax Act 2009: Tax legislation governing corporate aspects of note issuance and trading
Stamp Duty Legislation: Regulations governing stamp duty and stamp duty reserve tax considerations for note transactions
