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Pre Disciplinary Letter Template for Canada

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Key Requirements PROMPT example:

Pre Disciplinary Letter

"I need a Pre Disciplinary Letter for a retail employee who has had three instances of unauthorized absences in January 2025, including incorporating our company's attendance policy and union requirements for the retail sector in Ontario."

Document background
The Pre-Disciplinary Letter is a crucial document in Canadian employment law and human resource management, serving as a formal communication tool between employers and employees when workplace issues arise. This document is typically used when verbal warnings or informal discussions have not resulted in the desired improvement, but before implementing formal disciplinary measures. It demonstrates procedural fairness and due process, which are essential elements in Canadian employment law. The letter should detail specific incidents or concerns, reference any previous discussions or warnings, outline clear expectations for improvement, and specify potential consequences if the situation doesn't improve. It must comply with federal and provincial employment standards, human rights legislation, and any applicable collective agreements. The timing and content of a Pre-Disciplinary Letter can be crucial in establishing a fair disciplinary process and protecting both employer and employee rights under Canadian law.
Suggested Sections

1. Letter Header: Company letterhead, date, and formal business letter formatting

2. Employee Information: Full name, position, department, and employee ID of the recipient

3. Subject Line: Clear indication that this is a Pre-Disciplinary Notice

4. Incident Details: Specific description of the behavior, performance issue, or policy violation, including dates and incidents

5. Previous Communications: Reference to any prior verbal warnings, written warnings, or discussions about the issue

6. Impact Statement: Explanation of how the behavior affects the workplace, team, or business operations

7. Improvement Requirements: Clear expectations for correction of the behavior or performance issue

8. Timeline: Specific timeframe for improvement and deadline for response

9. Potential Consequences: Statement of possible disciplinary actions if improvement is not shown

10. Meeting Request: Invitation to discuss the issues in person, including proposed date and time

11. Signature Block: Space for manager/supervisor signature and employee acknowledgment

Optional Sections

1. Union Representative Notice: Required when employee is unionized, informing of right to union representation

2. Performance Improvement Plan Reference: Include when a formal PIP will be implemented alongside the letter

3. Medical Accommodation: Include when the issue may be related to medical conditions or disabilities requiring accommodation

4. Employee Assistance Program: Reference to EAP services when personal issues may be contributing to the situation

5. Confidentiality Statement: Include when sensitive information is contained in the letter

6. Training Requirements: Include when specific training or coaching will be required as part of the improvement process

Suggested Schedules

1. Incident Reports: Copies of specific incident documentation or reports related to the disciplinary issue

2. Performance Records: Relevant performance reviews or documentation of previous issues

3. Policy References: Copies of relevant workplace policies that have been violated

4. Meeting Notes: Documentation of previous discussions or warnings about the issue

5. Improvement Plan Template: Structured template for documenting required improvements and timelines

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓÆµ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions




















Clauses




















Relevant Industries

Healthcare

Manufacturing

Financial Services

Retail

Technology

Education

Government

Construction

Transportation

Professional Services

Hospitality

Non-Profit

Telecommunications

Energy

Mining

Relevant Teams

Human Resources

Legal

Employee Relations

Labor Relations

Operations

Management

Administration

Compliance

Corporate Services

Relevant Roles

Human Resources Manager

HR Business Partner

Employee Relations Specialist

Department Manager

Supervisor

Director

Chief Human Resources Officer

HR Coordinator

Labor Relations Manager

Operations Manager

General Manager

Vice President

Regional Manager

Branch Manager

Department Head

Industries







Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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