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The Investment Advisor Contract is a crucial document used in the UAE financial services sector to formalize the relationship between investment advisors and their clients. It is specifically designed to comply with UAE Securities and Commodities Authority (SCA) regulations, Federal Law No. 14 of 2018, and other relevant UAE financial services legislation. This contract is essential when an investment advisor or firm provides professional investment advice, portfolio management recommendations, or related services to clients in the UAE. The document encompasses regulatory requirements, service scope, fee structures, risk disclosures, and compliance obligations, while addressing both conventional and Islamic finance considerations where applicable. It serves as a fundamental tool for protecting both advisor and client interests while ensuring regulatory compliance in the UAE investment advisory landscape.

1. Parties: Identification of the Investment Advisor and the Client, including full legal names, addresses, and registration details

2. Background: Context of the agreement and brief description of the parties' intentions

3. Definitions: Definitions of key terms used throughout the agreement

4. Appointment and Scope of Services: Formal appointment of the advisor and detailed description of investment advisory services to be provided

5. Regulatory Compliance: Acknowledgment and compliance with UAE regulatory requirements, including SCA regulations

6. Advisor's Obligations: Detailed responsibilities of the advisor, including duty of care, reporting obligations, and service standards

7. Client's Obligations: Client's responsibilities, including providing accurate information and necessary documentation

8. Fees and Payment Terms: Detailed fee structure, payment schedule, and calculation methods

9. Representations and Warranties: Core representations and warranties from both parties

10. Confidentiality: Obligations regarding confidential information and client data protection

11. Conflicts of Interest: Procedures for identifying, disclosing, and managing conflicts of interest

12. Term and Termination: Duration of the agreement and termination provisions

13. Liability and Indemnification: Limitations of liability and mutual indemnification provisions

14. Force Majeure: Provisions for unforeseen circumstances affecting contract performance

15. Governing Law and Jurisdiction: Specification of UAE law as governing law and jurisdiction for disputes

16. General Provisions: Standard boilerplate clauses including notices, amendments, and severability