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1. Parties: Identification of the investment advisor and client, including registration/license numbers and addresses
2. Background: Context of the agreement and brief description of the services to be provided
3. Definitions: Key terms used throughout the agreement, including regulatory terms from Indonesian financial regulations
4. Appointment and Scope of Services: Formal appointment of advisor and detailed description of investment advisory services to be provided
5. Advisor's Obligations and Responsibilities: Detailed listing of advisor's duties, including fiduciary obligations and compliance with Indonesian regulations
6. Client's Obligations and Responsibilities: Client's duties, including information provision and cooperation requirements
7. Representations and Warranties: Statements of fact and assurances from both parties, including regulatory compliance declarations
8. Fees and Payment Terms: Detailed fee structure, payment schedule, and expense arrangements
9. Confidentiality: Provisions for handling confidential information and data protection
10. Conflict of Interest: Procedures for identifying, disclosing, and managing conflicts of interest
11. Term and Termination: Duration of agreement and circumstances under which it can be terminated
12. Liability and Indemnification: Extent of advisor's liability and mutual indemnification provisions
13. Notices: Process for formal communications between parties
14. Governing Law and Dispute Resolution: Specification of Indonesian law governance and dispute resolution procedures
1. Non-Competition: Restrictions on advisor's ability to service competing clients - used when dealing with institutional clients or specialized investment strategies
2. Intellectual Property: Protection of proprietary investment strategies or analysis tools - included when advisor uses proprietary methodologies
3. Force Majeure: Provisions for unforeseen circumstances - important in volatile markets or uncertain conditions
4. Assignment: Rights to transfer the agreement - included for institutional clients or when advisor may undergo corporate changes
5. Marketing and Referrals: Terms for using client references or sharing referrals - included when marketing rights are important to either party
6. Sub-Advisory Arrangements: Terms for engaging sub-advisors - used when advisor may need to delegate certain specialized functions
1. Schedule A - Investment Advisory Services: Detailed description of specific advisory services to be provided
2. Schedule B - Fee Schedule: Comprehensive breakdown of all fees, charges, and payment terms
3. Schedule C - Investment Policy Statement: Client's investment objectives, constraints, and guidelines
4. Schedule D - Risk Disclosure Statement: Mandatory risk disclosures required by Indonesian regulations
5. Appendix 1 - Advisor's Licenses and Registrations: Copies of relevant OJK licenses and registrations
6. Appendix 2 - Client Information Form: KYC documentation and client profile information
7. Appendix 3 - Reporting Templates: Format and frequency of performance and compliance reports
Financial Services
Banking
Investment Management
Wealth Management
Asset Management
Private Equity
Insurance
Pension Funds
Family Offices
Corporate Advisory
Real Estate Investment
Legal
Compliance
Risk Management
Investment Management
Client Relations
Operations
Research
Due Diligence
Portfolio Management
Wealth Management
Investment Advisor
Compliance Officer
Legal Counsel
Risk Manager
Portfolio Manager
Wealth Manager
Financial Planner
Investment Consultant
Chief Investment Officer
Client Relationship Manager
Operations Manager
Due Diligence Officer
Investment Research Analyst
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