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The Finder's Fee Agreement For Raising Capital is a crucial document used when companies in the UAE seek to engage intermediaries for facilitating capital raising activities. This agreement is particularly important in the UAE financial landscape where strict regulations govern financial intermediary services and capital raising activities. The document establishes clear boundaries between regulated and non-regulated activities, specifies compensation structures that comply with local laws, and includes necessary safeguards for all parties. It addresses key aspects such as successful introduction criteria, payment triggers, compliance with UAE Securities and Commodities Authority regulations, and anti-money laundering requirements. The agreement is designed to protect both the company seeking capital and the finder while ensuring alignment with UAE financial services regulations.

1. Parties: Identification of the company seeking capital (Client) and the finder/intermediary

2. Background: Context of the agreement, including Client's capital raising objectives and Finder's expertise

3. Definitions: Key terms including 'Successful Introduction', 'Qualified Investor', 'Investment Amount', and 'Finder's Fee'

4. Appointment and Scope of Services: Defines the Finder's role, specifically limited to introductions and excluding regulated activities

5. Term and Termination: Duration of the agreement and circumstances for early termination

6. Finder's Fee and Payment Terms: Structure of fees, calculation method, payment timing, and conditions for fee eligibility

7. Representations and Warranties: Parties' confirmations regarding authority, compliance with laws, and professional status

8. Confidentiality: Protection of confidential information exchanged during the engagement

9. Compliance with Laws: Specific reference to UAE regulations and required compliance measures

10. Non-Circumvention: Protection of Finder's interests regarding introduced investors

11. Limitation of Liability: Scope of Finder's liability and any limitations thereof

12. Governing Law and Jurisdiction: Application of UAE law and jurisdiction for dispute resolution