¶¶Òõ¶ÌÊÓƵ

1. Non-Competition: Restrictions on competitive activities, used when intermediary has access to sensitive market information

2. Professional Indemnity: Insurance requirements, included when higher risk services are provided

3. Performance Targets: Specific performance metrics and incentives, used in performance-based fee arrangements

4. Sub-contracting: Terms for engaging sub-contractors, included when sub-contracting is permitted

5. Marketing and Branding: Rules for using principal's branding, included when intermediary represents principal to clients

6. Training Requirements: Specific training obligations, included for complex financial products

7. Reporting Requirements: Detailed reporting obligations, used for more complex intermediary relationships

1. Schedule 1: Fee Schedule: Detailed breakdown of all fees, commissions, and payment structures

2. Schedule 2: Services Description: Comprehensive list of authorized intermediary services and products

3. Schedule 3: Compliance Procedures: Specific compliance procedures and requirements

4. Schedule 4: Service Levels: Detailed service level requirements and performance metrics

5. Appendix A: Required Documentation: List of required regulatory and compliance documentation

6. Appendix B: Contact Details: Key contact information for both parties including compliance officers

7. Appendix C: Reporting Templates: Standard templates for required reports and notifications