Securities and Futures Act (SFA): Primary legislation governing securities, futures, and financial services in Singapore, including licensing requirements and conduct of business regulations
Financial Advisers Act (FAA): Regulates financial advisory services in Singapore, including requirements for providing financial advice and handling client accounts
Trust Companies Act: Governs the regulation of trust companies and their operations in Singapore, relevant for client asset management
Banking Act: Primary legislation governing banking operations and services in Singapore
MAS Guidelines on Fair Dealing: Regulatory guidelines ensuring fair treatment of customers in financial services, including transparency and disclosure requirements
AML/CFT Requirements: MAS notices and guidelines relating to Anti-Money Laundering and Countering Financing of Terrorism compliance
Personal Data Protection Act 2012: Governs the collection, use, disclosure, and care of personal data, crucial for handling client information
Contract Law of Singapore: Common law principles and statutory provisions governing formation and enforcement of contracts in Singapore
Electronic Transactions Act: Provides legal framework for electronic transactions and digital signatures
Unfair Contract Terms Act: Regulates unfair terms in contracts and protects consumers from unreasonable contract provisions
Consumer Protection (Fair Trading) Act: Protects consumers against unfair practices and provides additional consumer rights
Arbitration Act: Governs arbitration proceedings and enforcement of arbitral awards in Singapore
FATCA and CRS Requirements: International tax reporting requirements for financial institutions handling foreign accounts
