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Financial Advisory Services Agreement
"I need a Financial Advisory Services Agreement for my Qatar-based investment firm providing corporate finance advisory services to a large telecommunications company, including M&A advisory and capital raising services, with the agreement starting March 1, 2025, and incorporating both conventional and Islamic finance provisions."
1. Parties: Identification of the financial advisor and the client, including their legal status, registration details, and addresses
2. Background: Context of the agreement, including the advisor's qualifications and the client's requirement for financial advisory services
3. Definitions: Key terms used throughout the agreement, including specific financial and technical terminology
4. Scope of Services: Detailed description of the financial advisory services to be provided, including specific deliverables and exclusions
5. Advisor's Obligations: Key responsibilities and duties of the financial advisor, including fiduciary duties and professional standards
6. Client's Obligations: Client's responsibilities, including providing accurate information and necessary documentation
7. Fees and Payment Terms: Detailed fee structure, payment schedule, and expenses policy
8. Confidentiality: Provisions for protecting confidential information and client data in accordance with Qatar laws
9. Compliance Requirements: Obligations regarding regulatory compliance, including AML/CFT requirements and relevant Qatar regulations
10. Term and Termination: Duration of the agreement and circumstances under which it can be terminated
11. Liability and Indemnification: Limitations of liability and indemnification provisions compliant with Qatar law
12. Governing Law and Jurisdiction: Specification of Qatar law as governing law and jurisdiction for dispute resolution
13. General Provisions: Standard clauses including force majeure, notices, and amendment procedures
1. Investment Restrictions: Specific restrictions on investment advice or recommendations, used when providing investment advisory services
2. Shariah Compliance: Additional provisions for ensuring compliance with Shariah principles, used when offering Islamic financial advisory services
3. Performance Reporting: Details of reporting obligations and performance metrics, used for ongoing advisory relationships
4. Conflict of Interest: Specific provisions for managing and disclosing conflicts of interest, particularly important for complex advisory relationships
5. International Transactions: Additional provisions for cross-border services or international transactions
6. Data Protection and Privacy: Detailed data protection provisions, particularly important when handling personal data across jurisdictions
7. Force Majeure: Specific provisions for unforeseen circumstances, particularly relevant in long-term advisory relationships
1. Schedule 1 - Scope of Services: Detailed breakdown of specific financial advisory services to be provided
2. Schedule 2 - Fee Schedule: Detailed fee structure, including base fees, success fees, and other charges
3. Schedule 3 - Service Levels: Specific service levels and response times for different types of advisory services
4. Schedule 4 - Key Personnel: Details of key team members and their roles in providing the advisory services
5. Schedule 5 - Compliance Requirements: Specific regulatory and compliance requirements applicable to the services
6. Appendix A - Required Documents: List of documents required from the client for regulatory compliance
7. Appendix B - Reporting Templates: Standard templates for regular reports and communications
8. Appendix C - Power of Attorney: If required, specific authorizations granted to the advisor
Authors
Financial Services
Banking
Investment Management
Corporate Finance
Islamic Finance
Real Estate
Energy
Infrastructure
Healthcare
Technology
Telecommunications
Professional Services
Government and Public Sector
Private Equity
Insurance
Legal
Finance
Compliance
Risk Management
Treasury
Corporate Development
Investment
Business Development
Operations
Executive Management
Board of Directors
Corporate Finance
Advisory Services
Chief Financial Officer
Finance Director
Financial Advisor
Investment Manager
Legal Counsel
Compliance Officer
Risk Manager
Treasury Manager
Corporate Finance Manager
Investment Analyst
Managing Director
Chief Executive Officer
Board Member
Financial Controller
Business Development Manager
Relationship Manager
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