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The Sub Advisor Agreement is essential in Malaysian financial services when an investment advisor or fund manager seeks to delegate specific investment management responsibilities to another qualified professional or firm. This document, governed by Malaysian law and regulatory requirements, establishes the framework for this delegation while ensuring compliance with the Capital Markets and Services Act 2007 and Securities Commission guidelines. It is typically used when specialized expertise is needed for specific investment strategies, asset classes, or geographical markets. The agreement covers crucial aspects such as service scope, regulatory compliance, fee structures, reporting requirements, and risk management procedures, while addressing specific Malaysian regulatory requirements for financial services providers.

1. Parties: Identifies the primary advisor and sub-advisor, including their regulatory status and licensing details

2. Background: Explains the context of the agreement, including the primary advisor's relationship with clients and need for sub-advisory services

3. Definitions: Defines key terms used throughout the agreement, including regulatory terms specific to Malaysian law

4. Appointment and Scope of Services: Details the appointment of the sub-advisor and specific investment advisory services to be provided

5. Regulatory Compliance: Outlines compliance requirements under Malaysian law and regulatory frameworks

6. Duties and Responsibilities: Specifies detailed obligations of both parties, including investment guidelines and restrictions

7. Fees and Payment Terms: Details the fee structure, calculation method, and payment terms

8. Representations and Warranties: Contains standard and specific representations from both parties, including regulatory compliance warranties

9. Confidentiality: Addresses confidentiality obligations and data protection requirements

10. Conflicts of Interest: Outlines procedures for identifying and managing potential conflicts

11. Record Keeping and Reporting: Specifies reporting requirements and record maintenance obligations

12. Term and Termination: Sets out the duration of the agreement and termination provisions

13. Indemnification and Liability: Details liability limitations and indemnification obligations

14. General Provisions: Contains standard boilerplate clauses including governing law, notices, and amendment procedures